Forward: race, vagueness,
and the social meaning of order-maintenance policing.
Roberts, Dorothy,
The Journal of Criminal Law & Criminology, v. 89 no3 (Spring 1999)
p. 775-836
I. INTRODUCTION
In
June, 1992, the Chicago City Council passed a loitering ordinance that
gave police officers exceptionally broad power to disperse any group of
two or more people standing in public if the police suspect that the group
includes a gang member.(FN1) Any person who does not promptly obey an order
to disperse is subject to arrest and six months in prison. The law's language
is deliberately expansive to allow the police to clean up the streets based
on their suspicions of gang membership rather than waiting for a crime
to take place. During the three years the law was in effect, it yielded
arrests of more than 40,000 citizens, most of whom were Black or Latino
residents of inner-city neighborhoods.(FN2) The arrests were halted when
the Illinois Supreme Court ruled in City of Chicago v. Morales(FN3) that
the gang-loitering ordinance is unconstitutionally vague. The United States
Supreme Court agreed in a six to three decision.(FN4) The Morales case
is one of the Court's "most important law-enforcement rulings in decades"(FN5)
because it bears on the legality of policies recently initiated in many
of the nation's cities that expand police authority as a means of maintaining
order. Around the same time the Chicago ordinance was passed, for example,
New York City implemented a quality-of-life initiative that directs police
to aggressively make arrests for petty misdemeanor offenses such as turnstile
jumping, panhandling, and public drinking.(FN6) Officials defend both laws
with the theory that by keeping order in the streets police will deter
more serious crime. The two policies are distinct in an important respect,
however. While New York City's quality-of-life initiative involves arrests
for clearly defined criminal offenses, Chicago's ordinance gave the police
discretion to define permissible public presence.
Local policies
that delegate to police greater authority to maintain order are sometimes
confused with a related innovation called community policing.(FN7) According
to its advocates, community policing is an "organizational strategy" that
integrates police departments into the community to make them more responsive
to citizens' demands.(FN8) Although order-maintenance and community-policing
programs sometimes overlap, I prefer to keep the two terms separate. Ordermaintenance
policing policies do not necessarily involve communities in either their
design or implementation. Community policing, on the other hand, need not
include laws that expand police discretion to maintain order or encourage
arrests for minor offenses. Indeed, some types of community policing limit
police power and discourage misdemeanor arrests to facilitate interaction
between officers and the community.(FN9).
Acknowledging
the potential for police abuse, the Supreme Court has held in several important
decisions that vague loitering laws violate constitutional requirements
of due process.(FN10) Laws that give police a wide net to trap citizens
who look dangerous not only fail to give adequate notice to citizens of
the nature of offending behavior but also allow police to discriminate
against citizens based on personal prejudices. The Morales decision re-affirmed
the due process limits on statutory grants of expansive police discretion.
For the last several
decades, conservative commentators have called for a relaxation of the
vagueness doctrine as well as procedural restraints on police discretion
to permit bolder law enforcement efforts to investigate, punish, and prevent
crime.(FN11) More recently, legal scholars borrowing from sociological
theory have argued that the role of social norms in criminal behavior also
suggests that it is time to curtail or abandon certain constitutional checks
on police power to maintain order.(FN12) These proponents of order-maintenance
policing rely on the "broken windows" hypothesis, originally advanced by
James Q. Wilson and George L. Kelling, which posits that eliminating visible
signs of neighborhood disorder deters more serious crime.(FN13) A virtually
unanimous chorus of scholars, politicians, and the media has championed
policing strategies based on the broken windows theory and credited these
strategies with falling crime rates across the nation.(FN14) Morales invited
the Court to reconsider its condemnation of vague loitering laws in light
of this trend in law enforcement theory and practice.
The Morales case
was decided without much attention to race. Race did not play a role in
either the Illinois Supreme Court's opinion overturning the Chicago ordinance
or the United States Supreme Court's affirmance. Yet issues of race are
critical to the constitutionality of the gang-loitering law from the perspectives
of both its supporters and its opponents. The disproportionate number of
Blacks and Latinos arrested under the ordinance alone suggests that race
mattered in the passage and enforcement of the ordinance. Racism is also
one of the motivating concerns underlying constitutional objections to
vague loitering laws like the Chicago ordinance. Ironically, race is also
at the center of the strongest argument in favor of upholding the ordinance.
Some of the law's defenders argue that Black support for the ordinance
demonstrates its efficacy at protecting inner-city communities from crime
and outweights concerns about the violations of citizens' civil liberties.(FN15).
Given the predominance
of race in the arguments both for and against the gang-loitering ordinance,
the debate about its constitutionality should carefully address the relation
between this and similar order-maintenance policing measures and Black
Americans' political and social status. Is the disproportionate arrest
of people of color under the ordinance evidence of racial discrimination,
or evidence that the Chicago Police Department is finally starting to protect
the city's minority communities against internal disorder? Does the apparent
support of many inner-city residents for new policing techniques trump
constitutional arguments based on the racial disparity in the arrests?
To borrow the terms of the sociological theorists, are the social norms
enforced by order-maintenance policing beneficial or detrimental to African
Americans given current political conditions?
In this Foreword,
I endorse the new attention paid to the relationship between sociology
and criminal law. I argue, however, that some social norm theorists have
focused too heavily on questionable evidence that order-maintenance policing
has a positive influence on social norms in Black communities while ignoring
the disturbing potential for these practices to enforce and magnify racist
norms of presumed Black criminality. The Chicago gang-loitering ordinance
in particular entrenches the racialized division of Americans into the
presumptively lawless whose liberties deserve little protection and the
presumptively law-abiding who are entitled to rule over them. This danger
is an important reason to preserve the constitutional prohibition against
vague delegations of broad police discretion.
Upholding the
Chicago ordinance would have legitimated the already prevalent practice
of police harassment of Blacks on city streets. More ominously, it would
have reinforced the view that Blacks are potential criminals for whom police
surveillance and even arrest are mundane occurrences, not warranting constitutional
concern. Morales gave the Court a timely opportunity to shore up its crucial
jurisprudence placing constitutional limits on police power. I expose as
well the evidentiary, theoretical, and ethical weakness of arguments that
use social norm theory to support free-wheeling police tactics targeted
against minorities.
II. RACE AND
THE PROBLEM WITH VAGUENESS The Supreme Court held that the Chicago
gang-loitering ordinance violated the due process clause of the Constitution
because it was an excessively vague impairment of citizens' personal liberty
to move freely on the streets.(FN16) Although this constitutional flaw
can be explained in race-neutral terms, in Chicago it resulted in a particular
racial injury; the gang-loitering law disproportionately violated the rights
of Black and Latino citizens.(FN17) One of the main problems with vague
statutes is their capacity to further racial injustice in the criminal
justice system. Examining the relationship between racial inequality and
the vagueness doctrine in the context of Morales helps to illuminate the
political basis for this important constitutional shield against police
abuse.
Vague statutes
pose two problems: when criminal codes fail to clearly define the offense,
citizens may not understand what conduct is prohibited and police are likely
to enforce the law in an arbitrary and discriminatory manner.(FN18) The
Chicago law's definition of loitering raised both of these problems. The
ordinance directed police officers who observe anyone whom they reasonably
believe to be a gang member standing in any public place "with no apparent
purpose" with one or more other persons to order the entire group to leave
the area.(FN19) Officers were permitted to arrest anyone who fails to promptly
obey the dispersal order.(FN20) The prohibition against remaining in a
place without an "apparent purpose" offers no guidance for determining
what behavior an officer might consider illegal. How can someone standing
on a Chicago sidewalk predict an observing officer's interpretation of
her reason for being there?
This confusion
arises not because the statute's words themselves are ambiguous, but because
they literally encompass so many innocent acts. The Illinois court pointed
out, for example, that "a person waiting to hail a taxi, resting on a corner
during a jog, or stepping into a doorway to evade a rain shower has a perfectly
legitimate purpose in all of these scenarios; however, that purpose will
rarely be apparent to an observer."(FN21) The Chicago City Council certainly
meant to leave these harmless instances outside the law's reach. The United
States Supreme Court similarly noted that the ordinance reaches "a substantial
amount of innocent conduct."(FN22) Writing for the majority, Justice John
Paul Stevens remarked, "It matters not whether the reason that a gang member
and his father, for example, might loiter near Wrigley Field is to rob
an unsuspecting fan or just to get a glimpse of Sammy Sosa leaving the
ballpark."(FN23) In either case, an officer must order the couple to move
along if their purpose for standing there is not obvious.
On the other hand,
the City Council clearly did intend that the gang-loitering ordinance prohibit
gang members from congregating in the streets for the apparent purpose
of recruiting members or intimidating residents. Yet this behavior would
fall outside the literal definition of loitering.(FN24) These inconsistencies
between the ordinance's terms and the legislative intent suggest that police
officers are expected to make subjective judgments, unrelated to the specific
language of the ordinance, about which citizens to arrest. Rather than
coherently delineate the behavior that the ordinance bans, the City Council
left it to the police to distinguish between criminal and legitimate public
presence.(FN25).
For this reason,
the law's broad language was also an invitation to police abuse. Giving
police officers the authority to determine on the spot the legality of
conduct creates the chief evil of vague criminal statutes. As the Court
recognized in prior decisions, "the most important aspect of the vagueness
doctrine is '... the requirement that a legislature establish minimal guidelines
to govern law enforcement. "(FN26) Without these guidelines, police have
a tendency to enforce the law against groups that they despise.(FN27) The
city council deliberately made the law's reach exceptionally wide "so that
persons who are undesirable in the eyes of the police and prosecutors can
be convicted even though they are not chargeable with any other particular
offense."(FN28) The Chicago Police Department took full advantage of the
leeway the ordinance granted. From 1992 until 1995, police issued over
89,000 orders to disperse and arrested over 42,000 people for disobeying
their orders.(FN29) This is the point of vague loitering laws: they permit
the police to haul off the streets people who look suspicious even though
they have committed no criminal conduct. In fighting its gang problem,
the courts concluded, "the city cannot empower the police to sweep undesirable
persons from the public streets through vague and arbitrary criminal ordinances."(FN30).
Loitering laws
inevitably involve judgments about people's criminal propensity. They embody
legislative predictions about the likelihood that people engaged in certain
activities, bearing certain characteristics, or belonging to certain groups
will engage in criminal activity. This preventive measure is justified
as a means of removing crime-prone people from the streets before they
have a chance to break the law. Loitering laws, then, give the state an
advantage in fighting crime and maintaining public order. The vaguer the
law, the greater the benefit it provides as a prophylactic tool.(FN31)
The Supreme Court has determined that vague loitering laws' infringement
of liberty outweighs any benefit for law enforcement these laws offer.(FN32)
Why should we fear so much the state's power to identify people with a
propensity for crime and to remove them from the streets when this power
might help to guarantee safer neighborhoods?
One answer is
that expansive and ambiguous allocations of police discretion are likely
to unjustly burden members of unpopular or minority groups.(FN33) Papachristou
v. City of Jacksonville, perhaps the Supreme Court's most important invalidation
of vague loitering laws, suggests this rationale.(FN34) Papachristou involved
the convictions of eight defendants for violating a Florida vagrancy ordinance,
including two Black men and two white women who were stopped while driving
together on the main street in Jacksonville and an organizer for a Black
political group who was standing on a downtown street waiting for a friend.
Papachristou dealt a blow to state vagrancy laws passed by most Southern
states during the Jim Crow era as part of a regime of official white supremacy.(FN35)
In striking down the Jacksonville ordinance, the Court emphasized its impact
on groups disfavored by the majority:.
Those generally
implicated by the imprecise terms of the ordinance--poor people, nonconformists,
dissenters, idlers--may be required to comport themselves according to
the lifestyle deemed appropriate by the Jacksonville police and the courts.
Where, as here, there are no standards governing the exercise of the discretion
granted by the ordinance, the scheme ... furnishes a convenient tool for
"harsh and discriminatory enforcement by local prosecuting officials, against
particular groups deemed to merit their displeasure."(FN36).
The state's presumption
that individuals who violated the ordinance were potential criminals, the
Court concluded, was "too precarious" a basis for violating the even-handed
rule of law.(FN37).
Justice Douglas,
the author of the Papachristou opinion, had elaborated this minority-protecting
rationale of vagueness doctrine in an earlier law review article.(FN38)
Douglas argued that the minority groups who were typically subjected to
vague loitering statutes needed strong constitutional safeguards because
these groups lacked "the prestige to prevent an easy laying-on of hands
by the police."(FN39) The majority cannot be trusted to balance fairly
the liberty interests of devalued minority groups who bear the brunt of
vague loitering laws against the majority's interest in law and order.(FN40).
The disproportionate
arrest of minorities in Chicago is typical of the racial breakdown of arrests
for this type of misdemeanor offense in cities across the country. In 1995,
46.4% of persons arrested for vagrancy and 58.7% of persons arrested for
suspicion in cities in the United States were Black although Blacks made
up only 13% of city population.(FN41) Evidence of racial discrimination
buttressed the Ohio Supreme Court's decision to strike down a municipal
ordinance that prohibited loitering for drug-related purposes.(FN42) Noting
arrest statistics that showed that police enforced the ordinance "almost
exclusively against African-Americans," the court concluded that " t he
inference is clear: police are more likely to believe that a Black person
is loitering 'under circumstances manifesting the purpose to engage in
drug-related activity than they are to believe that a white person is."(FN43).
As I discuss in
Part III, the racial disparity in loitering arrests is part of pervasive
discrimination by police officers in their decisions to stop, detain, and
arrest Black citizens.(FN44) The discretion police officers have to decide
who to stop and whether to make an arrest generally contributes to racial
discrimination in police conduct.(FN45) The practical effect of deference
to police judgment of reasonable suspicion "is the assimilation of police
officers' subjective beliefs, biases, hunches, and prejudices into law."(FN46)
The discriminatory impact of discretion is magnified tremendously by laws
that leave not only the determination of suspicion but the very definition
of offending conduct almost entirely to an officer's judgment.
The peculiar scope
of the Chicago ordinance made it especially likely that police would target
minority youth. The ordinance permits arresting officers to disrupt a gathering
based on their suspicion that one person is a gang member. Identification
of someone as a gang member is highly associated with his race. Police
not only believe that most gang members belong to minority groups; they
also believe that many, if not most, innercity minority youth are gang
members. Astonishing proportions of Black youth appear on the police lists
of probable gang members in some cities. In Denver and Los Angeles, for
example, nearly half of the cities' young Black men have been marked as
suspected gang bangers.(FN47) In these cities, virtually any group of Black
teenagers standing on an inner-city street would risk arrest for violating
a gang-loitering law.(FN48).
Regulations implementing
the gang-loitering ordinance also tended to single out minority youth for
arrest. The General Order providing guidelines to police restricted enforcement
to designated areas frequented by gang members and significantly affected
by gang presence.(FN49) Because Chicago is a highly segregated city,(FN50)
applications of the criminal laws to particular neighborhoods in the city
are likely to have a racially disparate impact.
Justices Stevens,
Souter, and Ginsburg based their opinion invalidating the gang-loitering
ordinance on the "freedom to loiter for innocent purposes."(FN51) This
aspect of liberty guaranteed by the due process clause does more than protect
the personal enjoyment one experiences when freely strolling the streets.
It also prevents the state from interfering in the mobility of subordinated
groups within the community and the nation. Restricting people's freedom
of movement can be a form of political subjugation. Vagrancy laws originated
in the breakup of the feudal system in England in an attempt by feudal
lords to control their serfs.(FN52) During the seventeenth and eighteenth
centuries, these laws served as means of stabilizing the labor force by
preventing "masterless" workers from traveling from their homes in search
of higher wages, supporting themselves on the streets, and entering unwelcoming
communities.(FN53).
In the United
States, vagrancy-type laws served the same function in the regime of white
domination of Blacks. The colonies sought to prevent slave rebellions by
enacting laws that prohibited slaves from traveling without a pass and
permitted slave patrols to arrest slaves on mere suspicion of sedition.(FN54)
After Emancipation, white southerners tied freed Blacks to plantations
through Black Codes that punished vagrancy.(FN55) As the Court described
them, "vagrancy laws were used after the Civil War to keep former slaves
in a state of quasi slavery."(FN56) A more contemporary example of the
oppressive restriction of movement is the requirement of the apartheid
regime in South Africa that Blacks carry passes while traveling in white
districts.(FN57).
The mandate that
police arrest individuals who do not promptly disperse and "remove themselves
from the area" exacerbates this constitutional violation. The obligation
to leave "the area" gives police officers additional discretion to decide
whether someone has complied with their orders by moving far enough away.(FN58)
It also magnifies the racist nature of the law's control over movement
in the city. The ordinance's leave-the-area requirement might be interpreted
as an order to leave the neighborhood, a site delineated in Chicago by
race and ethnicity.(FN59) As amici noted, " a law authorizing police to
order strangers back to their own neighborhood would make all-too-real
the concerns of Chicago aldermen who compared this ordinance to South Africa's
pass laws."(FN60).
The arrest of
the named plaintiff, Jesus Morales, illustrates the law's potential for
racial bias. Morales was arrested when he stood on a street corner with
five other Latino teenagers in a predominantly white neighborhood. The
arresting officer testified that he initially approached the group " b
ecause we wanted to know if they lived in the neighborhood."(FN61) He concluded
that Morales was a gang member because Morales wore blue and black clothes,
the colors of the Gangster Disciples street gang.(FN62) It appears that
Morales became the subject of suspicion because of his ethnicity: being
Latino made his presence in a white neighborhood alarming; it also made
it seem likely that his clothing signified gang membership. Vague loitering
laws give license to police officers to arrest people purely on the basis
of race-based suspicions like these.
III. RACE,
SOCIAL NORM THEORY, AND THE ARGUMENT FOR POLICE DISCRETION The preceding
discussion of vagueness doctrine shows that race plays a key role in the
long-standing constitutional objections to expansive police discretion
authorized by vague laws such as the gang-loitering ordinance. More recent
arguments about criminal law's impact on social norms have also begun to
focus on issues of race. Leading social norm theorists contend that order-maintenance
policing benefits communities, particularly Black inner-city neighborhoods,
because promoting norms of orderliness deters crime. I argue, however,
that the identity of "visibly lawless" people at the heart of vague loitering
laws incorporates racist notions of criminality and legitimates police
harassment of Black citizens.
A. THE BROKEN
WINDOWS HYPOTHESIS AND SOCIAL NORM THEORYThe city argued that the gang-loitering
ordinance protects community residents in two ways. First, it prevents
the harms created by gang loitering itself. Hanging out on the street is
part of a strategy to stake out the gang's own territory and to intimidate
residents or antagonize rival gangs who enter it.(FN63) Gang loitering
makes law-abiding residents fearful to venture into the street and creates
a danger that violent clashes that imperil innocent passersby might erupt
in public. Thus, the city claimed, the very presence of gang members on
the streets creates a menace independent of any additional criminal activity
they might be engaging in. Second, disrupting gang loitering helps to prevent
future offenses by gang members. Gang members who congregate in the street
are often engaged in crimes such as drug dealing or conspiring to break
the law that are difficult for police officers to intercept. Membership
in a criminal enterprise also makes it likely that gang bangers will commit
crimes in the future.
The city defended
the crime prevention function of the gang-loitering ordinance by relying
on the broken windows thesis. In an Atlantic Monthly article, "Broken Windows,"
criminologists James Q. Wilson and George L. Kelling criticized law enforcement
strategies focused on investigating the most serious crimes on the grounds
that they overlooked the important function of maintaining public order.
According to Wilson and Kelling, visible signs of community disorder such
as vagrancy and vandalism encourage lawless residents to commit crimes:.
Social psychologists
and police officers tend to agree that if a window in a building is broken
and is left unrepaired, all the rest of the windows will soon be broken....
O ne unrepaired broken window is a signal that no one cares, and so breaking
more windows costs nothing.... We suggest that 'untended behavior also
leads to the breakdown of community controls.(FN64).
They argued that
governments can reduce crime more effectively by addressing visible signs
of disorder that influence criminal behavior. The city cited this theory
to support its claim that the gang-loitering ordinance achieved a prophylactic
objective "because when police officers can order gang members to move
along, they can prevent crime before it occurs."(FN65).
Legal scholars
interested in the relationship between crime and social norms have embraced
the broken windows theory as part of their explanation of deterrence and
prescription for criminal law.(FN66) Social norm theory augments the traditional
economic conception of deterrence by recognizing that the decisions of
individuals to commit crimes are influenced by their social context as
well as by the price of crime. Criminal behavior is shaped by individuals'
perceptions of others' values, beliefs, and conduct. Perceptions of community
norms of orderliness in particular have an impact on residents' willingness
to commit crimes. As Kahan explains, " d isorder is ... pregnant with meaning:
Public drunkenness, prostitution, aggressive panhandling and similar behavior
signal ... that the community is unable or unwilling to enforce basic norms."(FN67)
Adopting the broken windows thesis, these social norm theorists assert
that community disorder frightens law abiders from using the streets and
cooperating with police while leading law breakers to conclude that crime
is not risky or morally repugnant. Thus, the social meaning of disorder
can influence the behavior of both committed law-abiders and law-breakers
in a way that is likely to increase crime.(FN68).
Social norm theorists
also point to the role the law plays in shaping these social influences.
The state can discourage crime by producing the right kind of social meaning
through the regulation of social norms. "Norms of order are critical to
keeping social influence pointed away from, rather than toward, criminality,"
writes Kahan.(FN69) When government authorities enforce norms of orderliness
they signal to residents that the community values basic norms and is in
control of the environment, thereby influencing citizens to refrain from
committing serious crimes. Some social norm theorists rely on the social
influence conception of deterrence to advocate law enforcement strategies
that maintain visible order, such as New York City's quality-of-life initiative
and Chicago's gang-loitering ordinance. Rejecting tough criminal penalties
for gang membership as counterproductive, Kahan argues:.
A more effective
approach is to attack the public signs and cues that inform juveniles'
(mis)perception that their peers value gang criminality. That's what gang-loitering
laws attempt to do. By preventing gangs from openly displaying their authority,
such laws counteract the perception that gang members enjoy a high status
in the community. As that perception recedes, so does the perceived reputational
pressure to join them.(FN70).
By counteracting
the harmful social meaning that gangs control the community, and thereby
deterring more dangerous gang activity, gang-loitering laws reduce crime
more effectively than costly imprisonment for violent offenses.
Social norm theory
also has implications for existing constitutional limits on police power.
Advocates of order-maintenance policing argue that courts should relax
restraints on police discretion to enable police to remove signs of chronic
disorder on the streets.(FN71) Some social norm theorists endorse this
view because of the way due process rights undermine deterrence.(FN72)
Rights that constrain police authority to suppress disorder move social
influence in a negative direction by inhibiting the community's power to
enforce norms of orderliness. This negative effect on social meaning, which
cannot be offset by increasing the severity of punishment, makes rights
more costly than current constitutional rules contemplate. Social norm
theory, utilizing the broken windows hypothesis, provides an influential
defense for weakening the constitutional shield against racially biased
detention and arrest. Is this proposed shift in the balance between liberty
and state power justified?
B. THE FLAWED
EMPIRICAL CASE FOR LOITERING LAWS Before examining the political grounds
for the constitutional retrenchment proposed by social norm theorists,
we should test the strength of their empirical assertions. The broken windows
hypothesis makes an empirical claim of deterrence: eliminating visible
signs of disorder deters serious crime. Social norm theorists contend that
falling crime rates in cities that have implemented order-maintenance policing
initiatives prove the broken windows hypothesis. Tracey Meares defends
the Chicago gang-loitering ordinance by pointing to "the positive results
correlated with its enforcement," noting purported decreases in city crime
during the years the law was in effect.(FN73) Kahan likewise cites statistics
showing the plummeting New York City crime rate to support that city's
quality-of-life initiative, and states that " c ity officials and at least
some criminologists credit the larger reduction in crime rates to the recent
emphasis on 'order maintenance. "(FN74).
In the Morales
case, the city also presented crime statistics as evidence that the loitering
ordinance "had a substantial effect on the level of gang-related violence
in Chicago."(FN75) The city argued that a five-year report on gang violence
prepared by the Police Department revealed a pattern of substantial decline
in gang-related crime after the ordinance was passed, followed by an increase
after police stopped enforcing the law.(FN76).
The statistics
showing fluctuations in the rate of gang violence, however, simply so not
support the city's claim. The very report the city cites shows precisely
the opposite relationship between enforcement of the ordinance and rates
of violent crime. In 1994, while the ordinance was in place, gang-related
homicides increased faster than other homicides (27% compared to 3%); and
in 1997, the second post-enforcement year, gang-related homicides decreased
by 19% at a time when non-gang related homicides went up slightly.(FN77)
Chicago's crime record during the early 1990s, therefore, offers no proof
that the gang-loitering ordinance reduced gang violence in the city.
The city, moreover,
posited a relationship between sweeping gang members from the streets and
crime reduction that is far more direct than the broken windows theory
suggests: "Perhaps it is just this simple: if fewer gang members are loitering
in public where they constitute an inviting target for their rivals, fewer
of them--and innocent people nearby--will be shot to death."(FN78) This
argument drastically short circuits social norm theory, eliminating the
process by which the social meaning of order reinstated by the police influences
the attitudes of community residents. Given the complexity of social norm
theory, it would be surprising if the gang-loitering ordinance really had
such an immediate impact on the attitudes and behavior of residents.
To the extent
crime did drop during this period, Chicago's experience mirrors a decrease
in the commission of serious offenses in other large American cities, and
may be related to yet unexplained national trends.(FN79) A recent report
evaluating Chicago's community policing program, CAPS, notes that the downward
trend began before CAPS was implemented and attributes the decline to a
variety of factors including high incarceration rates, gun seizures, and
decreases in drug use, without even mentioning the loitering ordinance
as a cause.(FN80) "Given the myriad factors that influence levels of violence,"
the Supreme Court concluded in Morales, "it is difficult to evaluate the
probative value of this statistical evidence, or to reach any firm conclusion
about the ordinance's efficacy."(FN81).
The suggested
factors contributing to the decrease in serious crime in New York City
are equally legion.(FN82) One prominent explanation is the shift in drug
use from crack cocaine to heroin during the 1990s, along with the maturation
of the crack market. Because a large portion of New York City's homicides
in the late 1980s were related to the crack trade, these changes may have
resulted in less drug-related violence.(FN83) Ironically, New York City
Police Commissioner Howard Safir recently attributed the city's plummeting
crime rates to "the department's move away from the community-policing
strategies of the early 1990's, which called for more neighborhood officers
on the beat."(FN84) Safir pointed instead to the use of computer maps to
chart crime and assigning officers to major antidrug initiatives across
the city as the causes of crime reduction. Explaining the recent decline
in crime rates across the country remains a hotly contested topic.
Recent scrutiny
of the broken windows theory has more directly shaken the empirical undergirding
of order-maintenance policing. The strongest empirical support for the
broken windows thesis comes from a study conducted by Wesley Skogan, a
political scientist at Northwestern University.(FN85) In Disorder and Decline,
Skogan tested the disorder-causes-crime hypothesis by aggregating data
from previously published studies that interviewed residents of forty neighborhoods
in six large cities. Skogan then regressed the rate of robbery victimization
on the level of disorder. Skogan finds that there is a causal relationship
between these measures of crime and disorder, and concludes: "These data
support the proposition that disorder needs to be taken seriously in research
on neighborhood crime, and that both directly and through crime it plays
an important role in neighborhood decline."(FN86) Skogan relied on his
finding of a crime/disorder nexus to endorse Wilson and Kelling's hypothesis,
asserting "'Broken windows do need to be repaired quickly."(FN87) Kelling,
in turn, claims that Skogan's study "established the causal links between
disorder and serious crime--empirically verifying the 'Broken Windows hypotheses."(FN88).
After examining
the data, law professor Bernard Harcourt concludes that Skogan's study
"does not support the claim that reducing disorder deters more serious
crime."(FN89) Skogan selected only one crime--robbery--as the dependent
variable even though the data contained a number of other crimes, including
purse-snatching, physical assault, burglary, and sexual assault. When Harcourt
replicated Skogan's study to include these other crimes, he discovered
that robbery was the only crime victimization variable that remained significantly
related to disorder when neighborhood poverty, stability, and race are
held constant.(FN90) Sexual assault and purse-snatching are not significantly
related to disorder, and the statistical relationship between physical
assault and burglary disappears when socioeconomic factors are taken into
account.(FN91) In short, Skogan's study fails to prove any statistically
significant relationship between disorder and any crime except for robbery.
Harcourt goes
on to demonstrate, however, that even the relationship between disorder
and robbery is questionable. It turns out that a cluster of five Newark
neighborhoods exert excessive influence on the statistical findings. Harcourt
reports, " h olding constant the same three explanatory variables (poverty,
stability, and race), there is no significant relationship between disorder
and robbery victimization when the five Newark neighborhoods are excluded."(FN92)
This "Newark Effect" suggests that the neighborhoods in Newark are for
some reason skewing the disorder/crime results, and should therefore be
left out of the study. In the final step, Harcourt engages in his own disorder-crime
regression analysis, using Skogan's data, that corrects the data and design
problems he identified. Finding no statistically significant relationship
between disorder and crime, he concludes that "the data do not support
the broken windows hypothesis."(FN93) It appears that the broken windows
hypothesis, used by conservative commentators, criminal law theorists,
and city officials to defend a radical expansion of police authority, lacks
the empirical footing its adherents claim.
The confusion
over declining crime rates and the nexus between disorder and crime should
undermine the current confidence in the effectiveness of order-maintenance
policing. Certainly there is insufficient empirical basis for discarding
the well-established constitutional objections to the Chicago loitering
ordinance. Nevertheless, there are other reasons to take seriously the
application of social norm theory to criminal law. The public does not
endorse new law enforcement strategies simply because they are effective.
We evaluate various approaches to criminal justice according to moral and
political judgments as much as their impact on crime rates.(FN94) Whether
or not the broken windows thesis is proven to deter crime, we should examine
how law enforcement policies reinforce or contest harmful social norms.
The central error that social norm theorists make is their misjudgment
of the social influence of order-maintenance policing, as well as their
misreading of the empirical data about crime and disorder.
C. THE RACIAL
MEANING OF ORDER-MAINTENANCE POLICING In the middle of writing this
Foreword, I had a revealing conversation with my sixteen-year-old son about
police and loitering. I told my son that I was discussing the constitutionality
of a city ordinance that allowed the police to disperse people talking
on the sidewalk if any one of them looked as if he belonged to a gang.
My son responded apathetically, "What's new about that? The police do it
all the time, anyway. They don't like Black kids standing around stores
where white people shop, so they tell us to move." He then casually recounted
a couple instances when he and his friends were ordered by officers to
move along when they gathered after school to shoot the breeze on the streets
of our integrated community in New Jersey. He seemed resigned to this treatment
as a fact of life, just another indignity of growing up Black in America.
He was used to being viewed with suspicion: being hassled by police was
similar to the way store owners followed him with hawk eyes as he walked
through the aisles of neighborhood stores or women clutched their purses
as he approached them on the street.(FN95).
Even my relatively
privileged son had become acculturated to one of the salient social norms
of contemporary America: Black children, as well as adults, are presumed
to be lawless and that status is enforced by the police.(FN96) He has learned
that as a Black person he cannot expect to be treated with the same dignity
and respect accorded his white classmates. Of course, Black teens in inner-city
communities are subjected to more routine and brutal forms of police harassment.
Along with commanding them to move along, police officers often make derogatory
comments, push them around, or throw them against the patrol car.(FN97)
As my son quickly noted, the Chicago ordinance simply codifies a police
practice that is already prevalent in Black communities across America.(FN98)
But the city council's imprimatur and the power of the police to enforce
their orders with arrest, conviction, and incarceration powerfully validate
the harmful message of presumed Black criminality. If the United States
Supreme Court had upheld the gang-loitering ordinance, what used to be
criticized as police harassment might have been applauded as an innovative
policing strategy.
1. THE LAW-ABIDING/LAWLESS
DICHOTOMY To understand the social influence of order-maintenance policing,
we must uncover the implicit assumptions it makes about people's criminal
propensity. The theory underpinning the gang-loitering ordinance relies
on a dichotomy between two kinds of inner-city residents--those who are
lawless and those who are law-abiding. By clearing the streets of gang
members and people who congregate with them, the theory goes, the police
deter lawless residents from committing future crimes and make neighborhoods
safer for law-abiding residents. This distinction eliminates the need for
a criminal conviction before the state may punish or incapacitate lawless
people. As the city argued before the Supreme Court, "surely it is no answer
to law-abiding residents, who no longer feel safe when they go outdoors,
to wait for someone to eventually be incarcerated as a result of a conviction
on a serious felony charge."(FN99) The state may deprive lawless citizens
of their liberties immediately to protect the freedom of law-abiding citizens.
This categorization
of citizens is an inherent feature of the social influence conception of
deterrence. Social norm theorists borrow from the broken windows theory
both its explanation of how disorder influences criminal behavior and its
categorical distinction between orderly and disorderly people.(FN100) According
to Kahan, signs of disorder encourage "individuals who are otherwise inclined
to engage in crime" to do so, while pressuring "committed law-abiders"
to leave the neighborhood.(FN101) As Bernard Harcourt helpfully elucidates,
this explanation for crime assumes two types of people who respond to disorder
in opposite ways:.
Running through
the social influence explanation and the broken windows theory is a recurrent
and pervasive dichotomy between, what we could call in vulgar terms, honest
people and the disorderly; between "committed law-abiders" and "individuals
who are otherwise inclined to engage in crime;" between "families who care
for their homes, mind each other's children, and confidently frown on unwanted
intruders" and "disreputable or obstreperous or unpredictable people: panhandlers,
drunks, addicts, rowdy teenagers, prostitutes, loiterers, the mentally
disturbed."(FN102).
According to social
influence theory, neighborhood disorder frightens honest, law-abiding citizens
into remaining at home or moving out of the community altogether. The same
neighborhood disorder, on the other hand, attracts lawless people to move
in and encourages them to commit serious crimes. The public presence of
gangs, the city of Chicago argued, caused orderly residents to refrain
from venturing on to the streets while fomenting shootouts and drug dealing
by disorderly residents.
The Chicago ordinance
takes this dichotomy between orderly and disorderly people, law-abiders
and law-breakers one dangerous step further. The ordinance not only divides
the world into two distinct categories of people based on their propensity
to commit crimes; it also assumes that the police can distinguish between
these types of people independent of any criminal conduct. The city's brief
in the Supreme Court refers over and over again to the citizens the ordinance
subjects to arrest as "visibly lawless" people. The lawlessness of these
people is visible in two senses. First, their criminality is evidenced
by visible characteristics other than their criminal behavior. They look
like criminals even when they are doing no more than standing still. Second,
lawless people themselves are visible signs of disorder. Their very presence
on the streets is considered harmful and must be eradicated. In short,
the police can identify "visibly lawless" residents on sight and are justified
in excluding them from public to deter the commission of serious crimes.
2. IDENTIFYING
"VISIBLY LAWLESS" PEOPLE The efficacy of the gang-loitering ordinance,
then, is premised on the ability of Chicago police officers to identify
"visibly lawless" people and to distinguish them from law-abiding citizens.
How do police make these distinctions? How does one tell a disorderly from
an orderly individual? The categories employed by social norm theorists
when they defend aggressive policing are not natural groupings with fixed
and uncontested delineation.(FN103) Rather, they derive from two main sources
that social norm theorists leave surprisingly unexamined--the policing
strategy itself and pernicious social norms already in place when the policing
strategy is implemented. Evaluating the sociological defense of the gang-loitering
law must include a careful examination of the category of "visibly lawless"
people who the law is designed to remove from the streets. The following
examination of the law's dichotomy shows that it incorporates racist social
norms that help to perpetuate stereotypes of Black criminality. This negative
social influence refutes the claim that the order privileged by order-maintenance
policing upholds only positive community norms.
Harcourt persuasively
demonstrates the relationship between the New York quality-of-life initiative
and the definition of the disorderly people it regulates. Relying on the
work of Michel Foucault, Harcourt argues that the categories underlying
the broken windows theory of crime prevention do not exist independently
of the law enforcement policies supported by the theory.(FN104) "to the
contrary," Harcourt asserts, "the category of the disorderly is itself
a reality produced by the method of policing."(FN105) It is the technique
of order-maintenance policing--aggressively arresting people for minor
infractions such as panhandling and littering--that creates the profile
of the disorderly person who must be watched, controlled, and relocated.
Social norm theorists, then, are wrong to use an assumed distinction between
orderly and disorderly people to justify order-maintenance policing because
no such categorical distinction pre-dates the policing strategy itself.
Instead of merely influencing these categories of individuals, order-maintenance
policing actually helps shape or create these categories. Instead of simply
influencing community norms, it imposes norms on the community.(FN106).
Harcourt's explication
of the category-creating function of order-maintenance policing reveals
a devastating fallacy in the social influence theory of deterrence. Social
norm theorists are amazingly uncritical of the categories they employ,
failing to acknowledge that these identities do not have a natural and
fixed reality. These categories, however, are not created by policing strategies
alone. While aggressive policing techniques impose norms on the community,
they also reinforce pre-existing notions of criminality, disorder, and
lawlessness. This is particularly true of loitering laws like the Chicago
ordinance that rely on characteristics other than criminal conduct to identify
offenders. Standing on a street corner is a sign of disorder only when
it is engaged in by "visibly lawless" people. When "law-abiding" neighbors
gather to chat in front of their homes or businesses it is seen as a sign
of a vibrant community. Defining visibly lawless people adopts America's
longstanding association between blackness and criminality.
One of the main
tests in American culture for distinguishing law-abiding from lawless people
is their race. Many, if not most, Americans believe that Black people are
"prone to violence" and make race-based assessments of the danger posed
by strangers they encounter.(FN107) The myth of Black criminality is part
of a belief system deeply embedded in American culture that is premised
on the superiority of whites and inferiority of Blacks.(FN108) Stereotypes
that originated in slavery are perpetuated today by the media(FN109) and
reinforced by the huge numbers of Blacks under criminal justice supervision.(FN110)
As Jody Armour puts it, "it is unrealistic to dispute the depressing conclusion
that, for many Americans, crime has a black face."(FN111).
One of the most
telling reflections of the association of Blacks with crime is the biased
reporting of crime by white victims and eyewitnesses. Psychological studies
show a substantially greater rate of error in cross-racial identifications
when the witness is white and the suspect is Black.(FN112) White witnesses
disproportionately misidentify Blacks because they expect to see Black
criminals. According to Sheri Lynn Johnson, " t his expectation is so strong
that whites may observe an interracial scene in which a white person is
the aggressor, yet remember the black person as the aggressor."(FN113)
The unconscious association between Blacks and crime is so powerful that
it supersedes reality: it predisposes whites to literally see Black people
as criminals. Their skin color marks Blacks as visibly lawless.
Race helped to
make the Blacks and Latinos arrested under the Chicago ordinance appear
lawless. With no criminal conduct to go by, police officers probably used
race as a critical factor in judging whether an individual might be a gang
member. A group of Black or Latino teenagers simply standing on an inner-city
street corner is far more likely to be considered disorderly than a group
of white teenagers similarly congregating in their community. A "law-abiding"
Black Chicagoan had a far greater chance of being mistakenly ordered to
move than his white counterparts. My point goes beyond the observation
that the loitering law happened to result in the arrest of a disproportionate
number of minorities. By necessarily assuming a distinction between law-abiding
and lawless people that can be detected apart from criminal conduct, the
gang-loitering ordinance incorporates and reinforces pernicious stereotypes
about Black criminality.
Police officers
are particularly notorious for using race as a proxy for criminal propensity.
Police routinely consider an individual's race in their decision to stop
and detain him.(FN114) Police become suspicious of Blacks present both
in a predominantly white neighborhood and in a Black neighborhood with
a high crime rate.(FN115) As Tracey Meares acknowledges, " i n the minds
of some law-enforcement agents, Black skin is considered a factor to use
to decide whether an individual should be considered a criminal suspect."(FN116)
Courts have approved officers' use of race in their determination that
there is reasonable cause to suspect an individual is involved in crime.(FN117).
Police officers
defend racial profiling as a useful crime detection tool that is based
on the disproportionate commission of certain crimes by members of minority
groups.(FN118) Gary McLhinney, the president of the Baltimore Fraternal
Order of Police, explains: "Of course we do racial profiling at the train
station. ... If 20 people get off a train and 19 are white guys in suits
and one is a black female, guess who gets followed? If racial profiling
is intuition and experience, I guess we all racial-profile."(FN119).
This rationale
fails to acknowledge, however, that most Blacks do not commit crimes. Moreover,
police apply racial profiling only to members of minority groups, and not
to whites for the crimes they commit in disproportionate numbers. In McLhinney's
example, the disproportionate conviction of Blacks for drug offenses is
not a basis for suspecting that the Black woman on the train is a drug
dealer, any more than the disproportionate conviction of whites for securities
fraud is a basis for suspecting that the nineteen white businessmen are
crooks. While the white passengers enjoy the presumption of innocence,
the Black passenger is presumed to be lawless on account of her race.
The racial basis
for suspicion is translated into the disproportionate arrest of Black men
and women for many crimes.(FN120) Two of the most glaring examples are
pretextual traffic stops and arrests for drug offenses.(FN121) There is
overwhelming evidence that police officers stop motorists on the basis
of race for minor traffic violations.(FN122) A 1992 Orlando Sentinel study
of police videotapes, for example, discovered that although Blacks and
Latinos represented only 5% of drivers on the Florida interstate highway,
they made up nearly 70% of drivers stopped by police and more than 80%
of those drivers whose cars were searched.(FN123) These race-based stops
may amount to an inconvenience or a citation, or they may be an excuse
to search for evidence of a more serious crime.(FN124) The experience of
being stopped by police on account of race is so common that it is widely
known in the Black community as "DWB"--driving while Black.(FN125) District
Court Judge Nancy Gertner recently acknowledged this pattern by reducing
a Black defendant's sentence on the grounds that his lengthy prior record
was probably skewed by discriminatory traffic stops.(FN126) Despite the
evidence of racial bias, the Supreme Court unanimously upheld the constitutionality
of pretextual traffic stops.(FN127).
Police officers
also enforce the drug laws in a racially biased manner. Although whites
use drugs in far greater numbers than Blacks, Blacks are far more likely
to be arrested for drug offenses. Blacks represent only 13% of the nation's
drug users, but make up 74% of those imprisoned for drug possession.(FN128)
This gross racial disparity results in part from the conscious decision
of police departments to target their drug enforcement efforts on urban
and inner-city neighborhoods where people of color live.(FN129) As journalist
Jeffrey Goldberg notes, " c ommon sense, then, dictates that if the police
conducted pretext stops on the campus of U.C.L.A. with the same frequency
as they do in South Central, a lot of whites would be arrested for drug
possession."(FN130) This blatant and persistent pattern of race-based arrests--the
expression of police officers' association of Blacks with crime--is replicated
in the enforcement of order.
3. THE ORDINANCE'S
SOCIAL INFLUENCE While exaggerating or misrepresenting the impact of
disorder on crime rates, social norm theorists ignore the harm of discriminatory
government campaigns to eliminate disorder. We can apply social norm theorizing
to explain the negative social influence of race-based police harassment.
Just as visible disorder "tells" residents that the community is not enforcing
norms of orderliness, race-based policing tells the community that Blacks
are presumed to be lawless and are entitled to fewer liberties. Order has
social meaning, but so does order enforced in this way.
Social norm theory
is very useful in explaining how seemingly trivial behavior can have huge
social consequences. Because of its social meaning, conduct with little
immediate practical impact can have a significant effect on people's attitudes
about social norms. Social norms, in turn, have a powerful influence on
individuals' behavior and community welfare.
The following
figure depicts the argument asserting the positive social influence of
maintaining order.(FN131).
In the same way
that minor infractions of order, such as loitering, vandalism, or panhandling,
can allegedly lead to serious crime, minor infringements of citizens' liberties
can cause serious damage to the relationship between government and the
governed and among citizens. This explains why seemingly trivial police
harassment, such as ordering someone to move along, can be a significant
infringement of liberty. Race-based harassment helps to reinforce the second-class
citizenship of Blacks and other people of color.
In addition to
reinforcing racist norms of presumed criminality, order-maintenance policing
intensifies racial inequalities in the protection of civil liberties. Distinguishing
between citizens on the basis of presumed criminality permits the state
to minimize the rights of presumably lawless citizens while expanding the
authority of presumably law-abiding ones. Once people are categorized as
lawless it becomes easy to strip them of their liberties. As the city argued
before the Supreme Court, "In organized society, the 'amenities of some
must sometimes be regulated for the benefit of the community as a whole."(FN132)
The constitutional freedoms of lawless people become mere "amenities" that
may be sacrificed to protect law-abiding people.
The willingness
to abrogate the rights of disorderly residents was especially evident in
the city's nonchalant dismissal of their freedom to travel: "If gang members
and their associates only obey orders to move along when issued--exercising
the very right to travel the Illinois Supreme Court supposed was infringed
by the ordinance--they will not be subject to arrest."(FN133) This ludicrous
convolution of the concept of rights applies only to citizens deemed visibly
lawless. Most Americans no doubt would be offended by police orders to
move along; they certainly would find it hard to see their compliance with
such orders as an exercise of liberty. We expect to find this kind of Orwellian
double think, confusing obedience to authority with liberty, in totalitarian
regimes. It is only the categorical separation of law-abiding and lawless
citizens that permits the simultaneous commitment to liberal and totalitarian
concepts of freedom.(FN134) Law-abiding citizens can continue to frequent
public forums free from police interference, while lawless people are justifiably
subject to increasingly aggressive police surveillance.
Because the distinction
between law-abiding and lawless people is racialized, the depreciation
of liberty it legitimates is equally racialized. As I discussed earlier,
stereotypes of Black criminality result in an ugly pattern of racist police
abuse and arrest. Social norm theory helps to explain why this pattern
strikes most Americans as benign. According to social norm theorists, when
social understandings are so uncontested that they become invisible, the
social meanings that arise from them appear natural. "The more they appear
natural, or necessary, or uncontested, or invisible," Lawrence Lessig notes,
"the more powerful or unavoidable or natural social meanings drawn from
them appear to be."(FN135) Myths of Black criminality are so embedded in
the white psyche that it seems perfectly natural to many Americans that
Blacks are disproportionately stopped for traffic infractions, arrested
for drug offenses, swept off the streets for loitering, and sent to prison.
It is helpful,
then, to use social influence theory to elucidate the pernicious impact
of order-maintenance policing. Borrowing the relationship between social
meaning, social influence, and social norms, we can see how social norm
theory is just as effective at critiquing order-maintenance policing as
it is at supporting it. My hypothesis, however, diverges from the broken
windows theory by recognizing that the categories of order and disorder
have a pre-existing meaning that associates Blacks with disorder and lawlessness.
The following figure depicts the social influence of order-maintenance
policing that incorporates these racialized categories.
Recent events
in New York City suggest that its order-maintenance policy had precisely
this racist social meaning, which reinforced pernicious norms within the
police department. While officials boasted of falling crime rates, civilian
complaints of police abuse rose almost 40% since 1993 and the amount the
city paid to settle these claims doubled.(FN136) The Street Crime Unit
stopped and frisked 45,000 people in 1997 and 1998, but made only 9,500
arrests.(FN137) This means that police detained more than 35,000 people--the
vast majority Black and Latino--who apparently had committed no crime.(FN138)
Shocking cases of police brutality against innocent Black citizens heightened
resentment toward the police and concerns about the city's policing policy.
The two most egregious were the beating and torture of a Haitian immigrant,
Abner Louima, in 1997 by two officers in a station house and the fatal
shooting of a Guinean immigrant, Amadou Diallo, in 1999 by four plainclothes
officers from the Street Crime Unit, who fired forty-one times at the unarmed
man with no criminal record.(FN139).
Numerous observers
hold New York City's order-maintenance policy responsible for the escalation
of police abuse.(FN140) The mandate to aggressively control disorderly
behavior created an attitude of impunity and disrespect for Black lives
among police officers that ultimately led to these violations. The level
of daily harassment, capped by the barbarity of the Louima and Diallo cases,
dramatically eroded support for New York City's quality-of-life initiative,
especially among African Americans, and sparked demands for tough oversight
of police conduct.(FN141).
In the same way
that proponents of the broken windows hypothesis measure the benefits of
order-maintenance policing in terms of falling crime rates, we can measure
the harms of order-maintenance policing in terms of the concrete impact
of the racial stereotypes it perpetuates.(FN142) I suspect, however, that
the damage inflicted by the social norm of presumed Black criminality is
immeasurable.
While high rates
of incarceration for felonies have devastating repercussions on Black communities,(FN143)
widespread convictions for petty offenses also have a degrading impact.
Criminal conviction even for a misdemeanor places an individual more definitively
in the category of lawbreakers. Being arrested and sent to jail is no picnic.(FN144)
Many of the thousands of citizens arrested under the Chicago ordinance
were sentenced to a day or more in Cook County Jail. Some were sent to
jail for several weeks.(FN145) To diminish the seriousness of criminal
arrest, prosecution, and incarceration for any amount of time reinforces
the view that these experiences should be considered routine for Blacks.
The arrests of more than 42,000 people in Chicago for loitering "lower
s at least the threshold of tolerance to penality" and "tends to efface
what may be exorbitant in the exercise of punishment."(FN146) No doubt
the formerly law-abiding citizens among those harassed and arrested are
less likely ever "to engage positively" with the police. Although some
social norm theorists advocate order-maintenance policing as a gentler
alternative to draconian punishments and high incarceration rates of young
Black men,(FN147) both policies have the effect of reinforcing stereotypes
of Black criminality.
Tracey Meares
and Dan Kahan are willing to tolerate arrests for loitering because they
assume that " t he kids whom the police cannot order off the streets today
... are the same ones they will be taking off to jail tomorrow."(FN148)
We should resist this assumption. Not everyone the police suspect is a
gang member or everyone who associates with a suspected gang member is
a criminal. Meares and Kahan also assume that " w hen courts strike down
crime-preventive measures such as the ordinance, legislatures inevitably
attempt to compensate, with even more severe prison terms."(FN149) There
is evidence, however, that order-maintenance policing initiatives foster
increased police brutality without any corresponding leniency in sentencing.(FN150)
While crime rates have declined across the country, incarceration rates
have continued to soar.(FN151) Far from promoting community cooperation
with the police, moreover, New York City's aggressive patrol tactics made
many law-abiding citizens fearful of the police.(FN152).
Meares elaborates
why tough sentencing for drug offenses is ultimately counterproductive:.
Unfortunately,
by promoting stigmatization of all African Americans and being insensitive
to the dynamics of linked fate, and given the reality of the difficulty
of drawing lines between law abiders and law breakers in many impoverished
communities, it is likely that the racial asymmetry in drug incarcerations
that is the inevitable consequence of the current drug law enforcement
strategy undermines rather than enhances the deterrent potential of long
sentences.(FN153).
Meares recognizes
that all Blacks are stigmatized as law breakers by a law enforcement strategy
that produces prisons in which half the inmates are Black.(FN154) The disproportionate
incarceration of Blacks reinforces the stereotypical association between
Blacks and criminality. But the gang-loitering ordinance has precisely
the same stigmatizing effect. Although its penalties are far less severe
than those for drug dealing, the ordinance permits police to remove and
arrest perfectly law-abiding citizens because their race makes them appear
lawless. Thus, the "difficulty of drawing lines between law abiders and
law breakers" in Black communities becomes especially pernicious when police
are armed with a vague license to hassle and arrest. I submit that the
gang-loitering ordinance stigmatizes Blacks more directly than tough drug
laws because it practically invites the police to intervene based on stereotypes
of Black criminality and disorderliness rather than any criminal conduct.
The routine and public display of this racist exercise of police power
compounds its negative impact.
Order-maintenance
policing is connected to lengthy imprisonment in a more practical way,
as well. Giving the police broad authority to arrest based on mere suspicion
increases the likelihood that they will find evidence of more serious crimes.
When this authority is exercised in a racially biased manner, it increases
the racial disparity in convictions for other offenses. Racial profiling
becomes a self-fulfilling prophecy: targeting Blacks for police surveillance
results in higher rates of arrests, reinforcing the presumption of Black
criminality. If police stopped and frisked whites as frequently as they
do Blacks, white arrest rates would increase. Arrests for petty infractions
such as loitering, moreover, create a criminal record, which can enhance
the penalty for more serious crimes. Order-maintenance policing, then,
is not a new regime that spares young Black men from imprisonment. It is
part and parcel of the old regime that marks young Black men as criminals
destined for prison.
In sum, social
norm scholarship supporting order-maintenance policing dramatically underestimates
the cost of giving the state leeway to restrain "visibly lawless" people.
It overlooks the dangers inherent in identifying a class of citizens as
"lawless" apart from their criminal conduct and it discounts the harm of
race-based enforcement. While focusing on the negative social influence
of community disorder, the broken windows approach to crime prevention
fails to see the negative social influence of police strategies that rely
on myths of Black criminality.
IV. BLACK EMPOWERMENT
AND THE CONSTITUTIONAL BALANCE I have argued that taking into account
the race of the communities affected most by Chicago's ordinance helps
to explain the law's constitutional harm. The potential for racially-biased
law enforcement is one of the chief dangers addressed by vagueness doctrine.
Moreover, in deciding the constitutionality of aggressive policing strategies
we must be careful to calculate accurately the costs of sacrificing liberty
for the sake of order. Social norm theory helps to explain the cost to
Black Americans of policing strategies that incorporate racialized categories
of orderly and disorderly people. But what if Black Americans are willing
to bear this burden as the price for keeping their neighborhoods safe?
Would Black endorsement of expanded police discretion change the constitutional
balance between liberty and order?
A. LAW ENFORCEMENT
AS BLACK LIBERATION A growing branch of scholarship on race and the
criminal justice system emphasizes the benefit to Black communities of
tougher law enforcement. The decline in brutal police repression of Blacks
in the wake of the civil rights movement combined with the increase in
Black-on-Black violence complicates the unidimensional racial criticism
of excessive law enforcement. An alternative racial argument asserts that
victimization by criminals poses a greater threat to the well-being of
Black communities than does the risk of police abuse.(FN155) The most influential
articulation of this thesis is Randall Kennedy's book Race, Crime, and
the Law. Kennedy contends that "the principal injury suffered by African
Americans in relation to criminal matters is not overenforcement but underenforcement
of the laws."(FN156) According to this view, order-maintenance policing
corrects the under-enforcement of the criminal laws in Black neighborhoods
and protects their residents from the greater internal danger caused by
the high rates of crime.(FN157).
Dan Kahan and
Tracey Meares combined this thesis with social norm and political process
theory to launch an attack on current criminal procedure doctrine.(FN158)
Reversing the critical version of the dynamic between Blacks and police
authority, they present order-imposing laws like the Chicago gang-loitering
ordinance as a reflection of Black political strength. Kahan and Meares
argue that the constitutional standards used to evaluate these laws have
outlived their utility and should be replaced by a new criminal procedure
regime that is less hostile to police discretion.
The need for this
doctrinal shift stems from changes in racial politics. According to Kahan
and Meares, the current constitutional rules that curb discretionary policing
were part of the civil rights revolution that sought to prevent the use
of law enforcement as an instrument of racial repression. They allege that
today, however, more powerful Black communities are demanding law enforcement
strategies such as anti-loitering laws and curfews to eliminate visible
signs of disorder from their streets. When courts apply criminal procedure
rules adopted in the 1960s to thwart contemporary inner-city crime initiatives,
they supposedly are hurting Black citizens. Thus, Kahan and Meares assert
that " a body of doctrine designed to assure racial equality in law enforcement
has now become an impediment to minority communities' own efforts to liberate
themselves from rampant crime."(FN159) Rules restricting police discretion
used to protect Black citizens from racist law enforcement practices, they
contend; now these rules prevent Black citizens from protecting themselves
from gang violence.
The argument for
order-maintenance policing grounded in Black political empowerment must
be taken seriously. It presents a significant challenge to my claim that
vagueness doctrine continues to serve a crucial function in curbing police
abuse of African Americans and the perpetuation of damaging stereotypes
of Black criminality. Implementing more pluralistic interpretations of
constitutional norms is a worthy project. Black citizens' control of the
political, cultural, and economic life of their communities, moreover,
is essential to Black liberation.(FN160) An important part of this liberation
project is to increase Black citizens' participation in constructing responses
to crime.
Kahan and Meares
also correctly observe that racial politics are more complicated today
than at the time liberal criminal procedure doctrines were instituted.
But the increase in Black political participation and shift from de jure
discrimination to other forms of institutional inequality does not erase
the need for these constitutional protections. To the contrary, the changed
conditions of American social and political life require a constitutional
jurisprudence that recognizes how seemingly color blind laws continue to
produce glaring racial inequities in the criminal justice system. An important
mechanism of this racial inequality is the social influence of police conduct
that perpetuates stereotypes of Black criminality.
Support by some
Black inner-city residents for the gang-loitering ordinance, moreover,
does not determine its constitutionality. As the next Part demonstrates,
the claim that most inner-city residents endorse the ordinance is itself
hotly disputed. Moreover, there is no democratic process in place empowering
Black communities to determine for themselves the content of criminal procedure
rights. Finally, the argument for a weakened standard of protection from
police abuse that applies particularly to Blacks reinforces the racial
bias that taints the criminal justice system.
B. BLACK COMMUNITY
OPINION ON THE GANG-LOITERING ORDINANCE The Black empowerment argument
in favor of the ordinance depends on the empirical claim that Black citizens
who are subject to the law support it. Kahan and Meares contend that inner-city
communities are willing to internalize the law's deprivation of liberty
in exchange for the increase in order, and predicted reduction in crime,
the law provides. Before proceeding to the political and constitutional
significance of Black community preference, we should investigate the empirical
claim that the gang-loitering ordinance had "the overwhelming support of
inner-city residents."(FN161) In fact, a review of the legislative history
reveals a complicated and diverse picture of Black people's opinions on
the matter. The Chicago Tribune described the city council proceedings
as "one of the most heated and emotional council debates in recent memory."(FN162)
Casting that debate as a conflict between white liberals who opposed the
ordinance on civil liberties grounds and Black residents who demanded the
ordinance to safeguard their neighborhoods, as Meares and Kahan do, seriously
mischaracterizes the range of arguments expressed.(FN163) There were academics,
activists, and residents of all backgrounds on both sides of the issue.
Some witnesses
at the hearings on the proposed ordinance supported the law because they
believed it would eliminate the intimidating presence of gang members in
their neighborhoods.(FN164) Others, however, seemed more concerned about
the impact that the public proximity of various types of socially undesirable
people had on property values and business revenues.(FN165) Several residents
testified that they were frustrated by the lack of police responsiveness
to their complaints about illegal activity on the part of gangs.(FN166)
One witness stated, for example, that when she complained about gang members
blowing whistles in her alley at night, a police officer responded that
"'until they break in and stab you, we aren't going to do anything. "(FN167)
But community outrage about gang criminality and the police department's
failure to combat it did not necessarily translate into endorsement of
the anti-loitering measure. Another witness, for example, noted that "people
have to gather" and expressed concern that the ordinance might be unfairly
applied to "young people on our block ... going to school" and people "going
shopping in the area ... even going to the bus stop."(FN168).
Any claim of Black
community consensus begs the questions, what defines the community?, who
represents the community?, and how are residents' voices counted? Because
the ordinance was proposed and passed by the Chicago City Council, one
relevant form of representation were the aldermen representing the city's
Black neighborhoods. This inquiry suggests that most of the Black community
was opposed to the ordinance: only six out the city's eighteen Black aldermen
voted to pass the gang-loitering law.(FN169) Several of the Black aldermen
argued passionately that the ordinance hurt the interests of their constituents.
Alderman John Steele declared that the law was "'drafted to protect the
downtown area and the white community at the expense of innocent blacks."(FN170)
Alderman Dorothy Tillman called the law "anti-American and anti-African
American," claiming that it would "restrict the movement of young blacks
in a manner similar to the pass laws of South Africa."(FN171) One Black
alderman noted that there were already laws "dealing with drugs, recruitment
and intimidation" that were not being enforced, while another stated that
the ordinance reminded him of discriminatory "street sweeps" conducted
by Chicago police in the early 1980s.(FN172).
There was also
a split in opinion among the grass-roots organizations that represent inner-city
residents and that regularly confront gang violence in Chicago. Kahan and
Meares filed an amicus brief in Morales on behalf of twenty civic, religious,
and other community groups throughout Chicago defending the ordinance's
constitutionality.(FN173) They argued that these organizations were in
the best possible position to address the law's practical impact because
their members "are the ones who daily face a heightened risk of criminal
victimization from gang criminality, and ... experience first-hand the
destructive impact of gangs--and more severe means of abating gangs--on
the lives of their communities."(FN174).
Another group
of organizations representing Black and Latino residents, however, filed
an amicus brief challenging the constitutionality of the ordinance.(FN175)
One of the organizations, The Chicago Alliance for Neighborhood Safety
(CANS), is at the forefront of efforts to implement community policing
in Chicago at the grass-roots level. CANS asserted that the ordinance is
"destructive of genuine community policing and ultimately likely to make
Chicago neighborhoods less safe."(FN176) CANS' opposition to the loitering
ordinance reflects the position of many of Chicago's major neighborhood-safety
organizations, whose representatives sit on CANS' board of directors.(FN177)
This amicus brief contended, moreover, that the ordinance had "evoked substantial
community opposition"(FN178) and that this opposition "was especially intense
in the African-American community."(FN179) It also disputed the claim that
the ordinance was enacted "at the behest of" minority residents:(FN180)
a neighborhood federation based in a predominantly white section of the
city initiated the proposal, which was then drafted by several white aldermen
and endorsed by the mayor.(FN181).
At any rate, there
is no systematic way of ensuring that the predominantly Black neighborhood
organizations that ratified the ordinance represent a majority of inner-city
residents. No one polled these citizens to determine their sentiments about
the law, nor would such a poll necessarily provide a reliable indication
of community opinion.(FN182) Without a mechanism for fair representation,
there is a grave danger that neighborhood groups holding a minority view
will become the self-proclaimed voice of the community. Indeed, it seems
likely that the neighborhood associations that supported the ordinance
gained legitimacy and visibility precisely because of their alliance with
the police and city officials. Using their support of the ordinance as
an independent ground to defend deprivations of other residents' rights,
therefore, is especially problematic.
Finally, the Black
media, another vehicle for expressing Black residents' views, appeared
generally to oppose the law. Chicago's leading Black newspaper, the Chicago
Defender, condemned the ordinance in an editorial that boldly declared
"Supreme Court Should Squash Anti-Gang Ordinance."(FN183) One of Chicago's
most popular Black radio hosts also regularly spoke out against the ordinance.(FN184).
The conflicting
opinions among Blacks about the wisdom of the gang-loitering ordinance
reflect a deeper ambivalence among Blacks about law enforcement strategies.
My sense, confirmed by survey research, is that despite their opposition
to neighborhood crime, most African Americans believe that the criminal
justice system is profoundly biased against them and do not trust the police
to fairly enforce the laws.(FN185).
C. THE CONSTITUTIONAL
IMPLICATIONS OF BLACK EMPOWERMENT Even if it could be proven that a
majority of Black inner-city residents endorse the loitering law, what
relevance would that support have to the law's constitutionality? The racial
argument for relaxing procedural protections against police abuse hinges
on a controversial assessment of Black political empowerment. According
to Kahan and Meares, the implementation of aggressive policing techniques
in urban centers results from Blacks " f lexing their newfound political
muscle."(FN186) Increased Black political strength after the civil rights
movement, they argue, means that inner-city residents are now involved
in deciding police policy and in curbing police abuses. Close judicial
monitoring of police, based on the outdated assumption that white majorities
were imposing order on powerless minorities, is therefore no longer necessary
in today's political context. Political process theory suggests that less
judicial scrutiny is needed when average members of a community whose political
representatives passed an order-enforcing law bear the burden the law imposes
on individual freedom.
The application
of political process theory to criminal procedure doctrine merits serious
consideration. As I discussed in Part II, the constitutional prohibition
against vague allocations of police authority stems partly from the fear
that this discretion will be used to repress minority groups. But political
process theory does not support relaxing constitutional scrutiny of the
gang-loitering ordinance or other order-maintenance policing strategies.
To the contrary, the racial divide between those who enacted the law in
Chicago and those who were burdened by it calls for heightened judicial
skepticism. The gang-loitering ordinance was passed by the predominantly
white Chicago City Council, not an inner-city political body. Elected officials
of white districts enacted the ordinance while minority communities were
disproportionately subjected to the violations of liberty it imposed. Most
of the political representatives of the Black communities affected by the
ordinance opposed it. Relatively few white Chicagoans, on the other hand,
risked being arrested for standing on the streets of their neighborhoods:
by centering on suspected gang members and their companions, the very terms
of the law applied virtually to minorities only. Although Black citizens
certainly influence politics in cities like Chicago, they do not (yet)
determine, design, or implement the law enforcement policies that govern
their communities.(FN187).
A more realistic
view of the political process suggests that white support for tougher police
supervision of Blacks helped to guarantee the law's passage, despite vehement
opposition by many Black representatives. The jurisprudence of racial realism
posits that white Americans have repeatedly sacrificed Black people's rights
to maintain their privileged position; legal measures that improve Black
people's status are implemented only if they also further the interests
of the white majority.(FN188) Whites embrace law enforcement strategies
to crack down on Black criminals that converge with white interests in
reducing crime while preserving their own individual freedoms. Proposals
for increased Black control over criminal justice decision making that
threaten white supremacy, on the other hand, are soundly condemned as radical
nonsense. The enthusiasm whites have for order-maintenance policing is
not extended to, for example, Paul Butler's recommendations that Black
jurors engage in race-based nullification(FN189) or that Black criminal
defendants have the right to majority Black juries that are authorized
to sentence them.(FN190) There is a dramatically different response to
Black self-help strategies that would escalate arrests of Blacks and suspend
their civil liberties versus those that might result in greater leniency
toward Black offenders. I would venture that most white Americans find
the notion of putting law enforcement in the hands of Black communities
downright terrifying. Witness the angry reaction of many white Americans
to the acquittal of O.J. Simpson of murder by a predominantly Black jury.(FN191).
Moreover, recent
events refute Meares and Kahan's sanguine view of "the competence of inner-city
communities to protect themselves from abusive police behavior."(FN192)
Cases of horrible police mistreatment of Blacks have dominated Chicago's
political landscape over the last few years.(FN193) Human Rights Watch
recently highlighted police brutality in Chicago in a report on excessive
force in U.S. cities in the 1980s and 1990s, citing the 1997 beating of
Jeremiah Mearday, who is Black, by two white police officers.(FN194) Lawsuits
have confirmed numerous complaints about the systematic torture of suspects
at an inner-city police station from 1973 to 1986.(FN195) Perhaps most
emblematic of the police department's willingness to assume Black criminality
was the arrest of two Black little boys, ages seven and eight, for the
brutal sexual assault and murder of an eleven-year-old Black girl in July
1998.(FN196) Despite community protest over officers' unethical means of
extracting "confessions" from the children, charges were dropped only after
tests revealed the boys were too young to commit the crime.(FN197) A year
later, in separate incidents in June 1999, Chicago police officers fatally
shot two unarmed Black motorists, La Tanya Haggerty, a 26-year-old computer
analyst, and Robert Russ, a Northwestern University senior.(FN198).
Unfortunately,
law enforcement continues to play "a central role in maintaining the exclusion
of African-Americans and other minorities from the Nation's political life."(FN199)
Political process theory and democratic ideals mandate attention to Black
residents' views about criminal justice in inner-city communities. They
do not justify, however, the dilution of constitutional protections against
police departments that still enforce the criminal laws in a racially-biased
manner.
The question whether
an autonomous Black community that enacted its own laws and controlled
its own police force could adjust the current constitutional balance between
liberty and order is an intriguing hypothetical question.(FN200) But given
the relative political disenfranchisement of Black inner-city residents,
it is only a hypothetical question. Increasing Black political power is
not the occasion for the demise of the Warren Court's criminal procedure
protections.(FN201) That trend started two decades ago and was hardly initiated
by Blacks.(FN202) The Court has already relaxed the Terry standard for
reasonable suspicion in deference to law enforcement concerns in ways that
promote the arrest of Blacks and Latinos.(FN203) The retrenchment in criminal
procedure protections is more accurately attributed to a conservative backlash
against Black political advancement combined with the get-tough-on-crime
politics of the Reagan and succeeding administrations.(FN204) If vague
loitering laws are upheld as constitutional it would pull out one more
thread from the rapidly unraveling quilt of constitutional safeguards against
police abuse implemented during a bygone era.
In short, the
political process required for political process theory to support the
ordinance simply does not exist. There is no secure means for determining
Black citizens' opinions about aggressive policing, let alone a democratic
process for implementing them. It is therefore highly presumptuous to claim
that inner-city residents have voluntarily relinquished their civil liberties
in exchange for safer streets. Given the political vulnerability of Blacks
and persistent bias against them by the police; given the damaging social
meaning of order-maintenance policing; and given the danger of arguments
advocating further deprivation of Black citizens' freedoms, those who use
racial politics to defend weakening rights should bear a heavy burden of
proof. They have failed to make their case.
V. CONCLUSION:
SACRIFICING BLACK FREEDOMS FOR THE PUBLIC GOOD The Chicago gang-loitering
ordinance can be seen as a state-sponsored experiment that tests the broken
windows hypothesis in inner-city communities using an especially broad
grant of police power. This brand of community policing is part of a broader
practice of experimenting with solutions to social problems at the expense
of Black citizens' liberties. Protecting white people's liberties, on the
other hand, usually takes precedence over efforts to institute substantive
racial equality.(FN205) Arguments that white Americans should relinquish
a piece of their liberty for the sake of creating a more egalitarian society
are renounced as reverse discrimination. At the same time, proposals that
restrict Black Americans' freedoms to improve public welfare span the arenas
of crime control, welfare reform, reproductive health policy, and child
protection.
I have documented
elsewhere the proliferation of policies that seek to influence Black women's
reproductive decision making based on the misguided premise that decreasing
Black fertility can achieve positive social objectives.(FN206) States are
experimenting with so-called family caps to see if they deter welfare mothers
from having more babies.(FN207) A major newspaper proposed experimenting
with incentives to use the long-acting contraceptive Norplant to see if
they would reduce Black poverty.(FN208) Prosecutors have charged Black
mothers with fetal crimes to see if it will deter crack use during pregnancy.(FN209)
New York City recently extended the broken windows philosophy to its child
protection policy, implementing a campaign of arresting primarily Black
and Latina mothers for misdemeanor child endangerment on the theory that
it will deter more serious child abuse.(FN210).
The Constitution
places limits on the government's ability to conduct social experiments
that sacrifice minority freedoms to enhance the welfare of the majority.(FN211)
Without this restraint, the most powerful members of society would freely
tinker with social programs designed to improve their own welfare but burden
only minority groups. As Paul Butler notes about the disproportionate imprisonment
of Blacks for drug offenses, "the luxury of maintaining a failed experiment
in public policy can be appreciated only by those who do not bear the brunt
of the failure."(FN212).
Whether or not
the gang-loitering ordinance was approved by Black residents, its enactment
depended on confining its deprivation of liberty to minority communities.
It is a perfect example of the mechanism that perpetuates a criminal justice
system that brutally punishes Blacks while preserving white Americans'
civil liberties. The criminal law has resolved the tension between liberty
and order by protecting the freedoms of white citizens while enforcing
order against Blacks. David Cole argues that the criminal justice system
affirmatively exploits this inequality: " a bsent race and class disparities,
the privileged among us could not enjoy as much constitutional protection
of our liberties as we do; and without those disparties, we could not afford
the policy of mass incarceration we have pursued over the past two decades."(FN213)
The gang-loitering ordinance that targets Chicago's minority youth similarly
exploits America's racial divide, continuing to "sidestep the difficult
question of how much constitutional protection we could afford if we were
willing to ensure that it was enjoyed equally by all people."(FN214) White
citizens expect police to protect their neighborhoods from crime without
infringing their freedom to travel on public streets or to be safe from
arrest because of the way they look. Black citizens deserve no less.
There is no consensus
among Black scholars, politicians, or inner-city residents about the law
enforcement policies that will best serve Black people's interests. Yet
it remains possible to evaluate these policies based on whether they further
racial subordination or help to eradicate it. This decision is essentially
a moral rather than a democratic one.(FN215) Scholars who advocate expanding
police authority over Black communities have gravely underestimated the
abiding antagonism between law enforcement and Blacks in America. These
social norm theorists have misjudged the social meaning of aggressive policing
and the way it influences racialized norms of criminal justice. Contrary
to the prevailing faith in the positive influence of order-maintenance
policing, this strategy--especially vague loitering laws--reinforces stereotypes
that portray Blacks as lawless and legitimate police harassment in Black
communities. The racism that pervades the criminal justice system demands
innovations that will give Blacks greater say in crime control strategies
deployed in their communities. This project requires that we strengthen
constitutional safeguards against race-based police abuse, not eviscerate
them.
Added material.
DOROTHY E. ROBERTS.
Professor, Northwestern
University School of Law; Faculty Fellow, Institute for Policy Research,
Northwestern University. I presented a draft of this Foreword at a faculty
workshop at Washington University School of Law and thank the participants
for their very helpful comments and suggestions. I owe special thanks to
Stephen Schulhofer for his engaging discussion and written comments on
an earlier draft. I am also grateful to Paul Butler, Bernardine Dohrn,
Steven Drizin, Harvey Grossman, Bernard Harcourt, Maurice Lipson, Jeffrey
Sharer, and Benjamin Wolf for generously sharing their insights and information
about the Morales case, Monica Neuman for her dedicated research assistance,
and Lesliediana Jones and Lynn Kincade for expeditious library services.
FIGURE 1: THE
POSITIVE SOCIAL INFLUENCE OF ORDER-MAINTENANCE POLICING.
(TABLE)Police
Social Social Impact onConduct--> meaning--> Norm--> CommunityPolice remove
Community Orderliness Law-abiders feelvisible signs of cares & crimi-
safe & criminalsdisorder nals are no stop committing longer in crimes
control.
FIGURE 2: THE
NEGATIVE SOCIAL INFLUENCE OF ORDER-MAINTENANCE POLICING.
(TABLE)Police
Social Social Impact onConduct--> Meaning--> Norm--> CommunityRacially-
Blacks are Presumed Blacks arebiased arrests suspect, require Black perceived
asof loiterers police criminality criminals and supervision, & experience
are entitled to more discrimi- fewer liberties nation.
FOOTNOTES1 CHICAGO,
ILL., MUNICIPAL CODE (section) 8-4-015 (1992).
2 American Civil
Liberties Union of Illinois, Background on Chicago's Anti-Gang Loitering
Ordinance (Oct. 17, 1997). Sixty of the sixty-six defendants in Morales,
whose cases were randomly consolidated by the court, were Black or Latino.
Telephone interview with Harvey Grossman, Director, ACLU of Illinois (April
14, 1999). Neighborhood organizations that supported the ordinance conceded
that it primarily affected inner-city minority communities. See Brief Amicus
Curiae of the Chicago Neighborhood Organizations in Support of Petitioner
at 19, City of Chicago v. Morales, 119 S. Ct. 1849 (1999) (No 97-1121).
3 687 N.E.2d 53
(Ill. 1997), aff'd, 119 S. Ct. 1849 (1999).
4 Chicago v. Morales,
119 S. Ct. 1849 (1999). I capitalize the 'B in "Black" because I believe
that most Black Americans consider themselves to be an ethnic group, whereas
I believe that most white Americans do not.
5 Judy Peres,
City's Loitering Law Gets Last Chance at Top Court, CHI. TRIB., Dec. 8,
1998, (section) 1, at 1.
6 For a description
and critique of New York City's quality-of-life initiative, see Bernard
E. Harcourt, Reflecting on the Subject: A Critique of the Social Influence
Conception of Deterrence, the Broken Windows Theory, and Order-Maintenance
Policing New York Style, 97 MICH. L. REV. 291 (1998).
7 See, e.g., Dan
M. Kahan & Tracey L. Meares, Foreword: The Coming Crisis of Criminal
Procedure, 86 GEO. L.J. 1153, 1160-61 (1998) hereinafter Kahan & Meares,
The Coming Crisis (referring loosely to discretionary policing strategies
including anti-loitering laws, warrantless building searches, and New York
City's quality-of-life initiative as the "new community policing").
8 See WESLEY G.
SKOGAN & SUSAN M. HARTNETT, COMMUNITY POLICING, CHICAGO STYLE 5 (1997).
Community policing "implies a commitment to helping neighborhoods solve
crime problems on their own, through community organizations and crime-prevention
programs." Id.
9 See. Harcourt,
supra note 6, at 388-89 & n.388 (citing Jonathan Eig, Eyes on the Street:
Community Policing in Chicago, 19 AM. PROSPECT 60, 63 (Nov.-Dec. 1996)).
The Chicago Alliance for Neighborhood Safety vehemently opposed the gang-loitering
ordinance because it hindered community policing by breeding suspicion
and division among inner-city residents. See CHICAGO ALLIANCE FOR NEIGHBORHOOD
SAFETY, CHICAGO ALLIANCE FOR NEIGHBORHOOD SAFETY IS FOR THE CONSTITUTION,
AGAINST THE ANTI-GANG LOITERING LAW (undated pamphlet, on file with author).
10 See, e.g.,
Kolender v. Lawson, 461 U.S. 352 (1983); Papachristou v. City of Jacksonville,
405 U.S. 156 (1972); Coates v. City of Cincinnati, 402 U.S. 611 (1971).
See also John C. Jeffries, Legality, Vagueness, and the Construction of
Penal Statutes, 71 VA. L. REV. 189, 215-16 (1989) (noting the susceptibility
of loitering laws to constitutional challenge on vagueness grounds).
11 See, e.g.,
THE MIRANDA DEBATE: LAW, JUSTICE, AND POLICING (Richard A. Leo & George
C. Thomas III, eds., 1998) (including proposals to abolish the Miranda
rule); HAROLD J. ROTHWAX, GUILTY: THE COLLAPSE OF CRIMINAL JUSTICE (1995)
(advocating the reform of the criminal justice system, including constraints
on the exclusionary rule and the right to counsel); H. RICHARD UVILLER,
VIRTUAL JUSTICE: THE FLAWED PROSECUTION OF CRIME IN AMERICA (1996) (arguing
that the Supreme Court's interpretation of the Fourth, Fifth, and Sixth
Amendments excessively hamper law enforcement); William Barr, A Practical
Solution to Crime in Our Communities, 1 MICH. L. & POL'Y REV. 393,
394 (1996) (advocating pretrial detention power and vagrancy and anti-loitering
laws as important legal tools that will enable "the community to take back
the streets"); Christo Lassiter, The Stop and Frisk of Criminal Street
Gang Members. 14 NAT'L BLACK L.J. 1 (1995) (advocating stops and frisks
of suspected gang members as a means of addressing "Black-on-Black" crime);
James Q. Wilson, What to Do about Crime, 98 COMMENTARY 25, 28 (Sept. 1994)
(advocating increased police use of stops and frisks).
12 See, e.g.,
Kahan & Meares, The Coming Crisis, supra note 7.
13 See James O.
Wilson & George L. Kelling, Broken Windows, THE ATLANTIC MONTHLY, Mar.
1982, at 29.
14 See Harcourt,
supra note 6, at 292-93. Harcourt's article is an important departure from
the "euphoria of support" for the broken windows approach to crime prevention.
Recently, that euphoria began to dissipate as commentators linked New York
City's aggressive patrol tactics to cases of police brutality. See infra
note 140 and accompany text.
15 See Brief Amicus
Curiae of the Chicago Neighborhood Organizations In Support of Petitioner
at 5, City of Chicago v. Morales, 119 S. Ct. 1849 (1999) (No. 97-1121).
16 City of Chicago
v. Morales, 119 S. Ct. 1849, 1856 (1999).
17 See supra note
2.
18 Kolender v.
Lawson, 461 U.S. 352, 357-58 (1983).
19 CHICAGO, ILL.,
MUNICIPAL CODE, (section) 8-4-015 (1992).
20 Id.
21 Morales, 687
N.E.2d at 61.
22 Morales, 119
S. Ct. at 1861.
23 Id.
24 See Albert
W. Alschuler & Stephen J. Schulhofer, Antiquated Procedures or Bedrock
Rights?: A Response to Professors Meares and Kahan, 1998 U. CHI. LEGAL
F. 215, 229-30.
25 Justice Stephen
Breyer explained the virtually standardless discretion the law's terms
accorded police officers: "Since one always has some apparent purpose,
the socalled limitation invites, in fact requires, the policeman to interpret
the words 'no apparent purpose as meaning 'no apparent purpose except for....
And it is in the ordinance's delegation to the policeman of open-ended
discretion to fill in that blank that the problem lies." Morales, 119 S.
Ct. at 1866 (Breyer, J., concurring).
26 Kolender v.
Lawson, 461 U.S. 352, 358 (1983) (quoting Smith v. Goguen, 415 U.S. 566,
574 (1974)).
27 Papachristou
v. City of Jacksonville, 405 U.S. 156, 170 (1972).
28 Chicago v.
Morales, 687 N.E.2d 53, 64 (Ill. 1997).
29 Morales, 119
S. Ct. at 1855. Some of these arrests occurred during massive street sweeps
in Chicago's inner-city neighborhoods. In 1994, for example, the Chicago
Police Department instituted Operation EDGE as part of its campaign to
"enforc e drug laws and the anti-gang-loitering ordinance." Rob Olmstead,
Cops Taking EDGE in Crime Battles, CHI. SUN-TIMES, July 5, 1994, at 14.
Operation EDGE involved street sweeps by as many as sixty uniformed officers
who swooped down on "hot spots" over a several-hour period to make dozens
of arrests. One sweep netted one hundred arrests, sixty-nine of which were
for gang loitering. Sweep Nets 100 Arrests, CHI. SUN-TIMES, Feb. 6, 1995,
at 4. George Kelling, one of the authors of Broken Windows, explicitly
criticizes the Chicago Police Department's practice of "streetsweeping"
as a misunderstanding of the type of order-maintenance he and Wilson advocated.
GEORGE L. KELLING & CATHERINE M. COLES, FIXING BROKEN WINDOWS: RESTORING
ORDER AND REDUCING CRIME IN OUR COMMUNITIES 23 (1996).
30 Morales, 687
N.E.2d at 65.
31 For a discussion
of the state's increasing use of prophylactic measures to fight crime,
see Carol S. Steiker, Foreword: The Limits of the Preventive State, 88
J. CRIM. L & CRIMINOLOGY 771 (1998).
32 See, e.g.,
Papachristou, 405 U.S. at 156.
33 Expansive prosecutorial
discretion is also "a major cause of racial inequality in the criminal
justice system." Angela J. Davis, Prosecution and Race: The Power and Privilege
of Discretion, 67 FORDHAM L. REV. 13, 16-17 (1998) (" B ecause prosecutors
play such a dominant and commanding role in the criminal justice system
through the exercise of broad, unchecked discretion, their role in the
complexities of racial inequality in the criminal process is inextricable
and profound.").
34 See generally
Papachristou. But see Alschuler & Shulhofer, supra note 24, at 227
(noting that Papachristou "did not invent the 'void for vagueness doctrine,
and the purpose of this doctrine was not to combat institutionalized racism
or black political disempowerment."). Benjamin Franklin expressed the principle
underlying the condemnation of vague loitering laws in universal terms:
"They that can give up essential liberty to obtain a little temporary safety
deserve neither liberty nor safety." People ex. rel. Gallo v. Acuna, 929
P.2d 596, 623 (Cal. 1997) (Mosk, J., dissenting) (quoting Benjamin Franklin),
cert. denied, 117 S. Ct. 2513 (1997). By focusing on the racial impact
of vague loitering laws, I do not mean to discount the universal constitutional
principles embodied in the courts' condemnation of these laws. These principles
predate judicial concern with institutionalized racism and would provide
important protections even in a racially homogeneous society. In a society
characterized by racial inequality, however, the pernicious features of
vague laws are likely to be imposed upon disempowered racial groups, and
may not be experienced by privileged groups at all. This racial discrimination,
then, is an integral part of the law's due process violation and a central
reason for limiting police discretion.
35 Gary Stewart,
Note, Black Codes and Broken Windows: The Legacy of Racial Hegemony in
Anti-Gang Civil Injunctions, 107 YALE L.J. 2249, 2261-62 (1998).
36 Papachristou,
405 U.S. at 170 (citation omitted).
37 Id. at 171.
38 See William
O. Douglas, Vagrancy and Arrest on Suspicion, 70 YALE L.J. 1 (1960).
39 Id. at 13.
40 See Kahan &
Meares, The Coming Crisis, supra note 6, at 1155-60 (asserting a political
process theory rationale for Fourth Amendment protections); William J.
Stuntz, Implicit Bargains, Government Power, and the Fourth Amendment,
44 STAN. L. REV. 553, 560 (1992) (" M ost people probably would approve
of greater police authority to keep an eye on 'undesirables (and to keep
them of out of 'nice neighborhoods). That is why old-style loitering and
vagrancy laws were politically tolerable, notwithstanding their stunning
breadth"). Justice Antonin Scalia is completely oblivious to this danger
when he argues in dissent, " t he minor limitation upon the free state
of nature that this prophylactic arrangement imposed on all Chicagoans
seemed to them (and it seems to me) a small price to pay for liberation
of their streets." Morales, 119 S. Ct. at 1867 (Scalia, J., dissenting)
(emphasis added). The law's infringement on liberty may have seemed to
a majority of Chicagoans a small price to pay precisely because it was
imposed on a minority community and not on them.
41 Harcourt, supra
note 6, at 299.
42 City of Akron
v. Rowland, 618 N.E.2d 138 (Ohio 1993).
43 Id. at 147-48
(quoting the Akron, Ohio ordinance at issue in the case). The arrest statistics
revealed that the ordinance was enforced in areas that had a disproportionately
high percentage of African-American residents and that those arrested were
disproportionately African-American compared to the general population
of the areas in which arrests occurred. Id. At 147. "This means that even
in areas where the population is almost evenly racially mixed, the overwhelming
number of arrests are of African-Americans." Id. at 148.
44 See notes 107-130
infra and accompanying text.
45 Tracey Maclin,
Race and the Fourth Amendment, 51 VAND. L. REV. 333, 373 & n.176 (1998)
(citing sources that show how unrestrained police discretion leads to racist
police behavior; "Discretionary police authority may generate discriminatory
searches and seizures."); Davis, supra note 33, at 27.
46 Davis, supra
note 33, at 27.
47 Sheryl Stolberg,
150,000 Are in Gangs, Report by D.A. Claims, L.A. TIMES, May 22, 1992,
at Al; Dirk Johnson, 2 of 3 Young Black Men in Denver Listed by Police
as Suspected Gangsters, N.Y. TIMES, Dec. 11, 1993, at 8. The Chicago ordinance
also directed the police department to maintain "Gang Information Files"
containing the names of juveniles and adults the department has probable
cause to believe are members of criminal street gangs. CHICAGO, ILL. POLICE
DEP'T GENERAL ORDER No. 92-4, (section) VI (A)(5) (Aug. 8, 1992). Ray Risley,
Deputy Chief of Detectives with the Chicago Police Department, identifies
60% of Chicago's street gangs as African-American, 35% as Hispanic, 4%
as white, and 1% as Asian. Ray Risley, A police officer's perspective on
gangs, drugs, and guns on the streets of Chicago, 18 THE COMPILER 4, 4
(Fall 1998).
48 Brief of Chicago
Alliance for Neighborhood Safety et al. as Amicus Curiae in Support of
Respondents at 20 n.33, City of Chicago v. Morales 119 S. Ct. 1849 (1999)
(No. 97-1121); Matthew Mickle Wedegar, Note, Enjoining the Constitution:
The Use of Public Nuisance Abatement Injunctions Against Urban Street Gangs,
51 STAN. L. REV. 409, 423 (1999) (noting that criteria used in California
to identify gang members are highly subjective and imprecise; "virtually
every young African-American or Latino male living in neighborhoods where
gangs are active satisfies one or more of these criteria.").
49 CHICAGO, IL.
POLICE DEP'T GENERAL ORDER No. 92-4, (section) VI (A) (1) (Aug. 8, 1992).
The Illinois Criminal Justice Authority, which helps the Chicago Police
Department identify gang "hot spots," reported that between 1987 and 1994,
most gang-related offenses were committed by African-Americans and Latinos.
See Daniel Dighton, The Violence of Street Gangs, 16 THE COMPILER 4, 6
(Fall 1996).
50 DOUGLAS S.
MASSEY & NANCY A. DENTON, AMERICAN APARTHEID 76 tbl. 3.4 (1993).
51 Morales, 119
S. Ct. at 1857.
52 See Jeffrey
S. Adler, A Historical Analysis of the Law of Vagrancy, 27 CRIMINOLOGY
209 (1989); Caleb Foote, Vagrancy-Type Law and Its Administration, 104
U. PA. L. REV. 603, 615-16 (1956).
53 Foote, supra
note 52, at 615-16.
54 A. LEON HIGGINBOTHAM,
JR., IN THE MATTER OF COLOR 276 (1978); Maclin, supra note 40, at 335.
55 THEODORE BRANTNER
WILSON, THE BLACK CODES OF THE SOUTH 98-99 (1965). See also ROBERT CRUDEN,
THE NEGRO IN RECONSTRUCTION 20 (1969) (describing white Southerners' fear
of Negro mobility during Reconstruction).
56 Morales, 119
S. Ct. at 1858 n.20.
57 See Gabriel
Carter, Remembering Water: Overcoming Historical Amnesia in South Africa,
8 COLO. J. INT'L ENVT. L. & POL'Y 359, 369 (1997) (citing KADER ASMAL
ET AL., RECONCILIATION THROUGH TRUTH: A RECKONING OF APARTHEID'S CRIMINAL
GOVERNANCE 131 (2nd ed. 1997)). Cf. Saenz v. Roe, 119 S. Ct. 1518 (1999)
(declaring unconstitutional California welfare reform measure that ties
amount of benefits to durational residency requirements as a violation
of citizens' constitutional right to travel from one state to another);
Linda Greenhouse, Newcomers to States Win A Right to Equal Welfare, N.Y.
TIMES, May 18, 1999, at Al.
58 Alshuler &
Schulhofer, supra note 24, at 233-37 (arguing that the ordinance's most
problematic grant of discretion "lies in the almost unfettered power of
an arresting officer to determine whether a suspect has adequately complied
with a police order to disperse.").
59 Brief of Chicago
Alliance for Neighborhood Safety et al., as Amicus Curiae in Support of
Respondents at 23, City of Chicago v. Morales, 119 S. Ct. 1849 (1999) (No.
97-1121).
60 Id.
61 City of Chicago
v. Morales, 687 N.E.2d 53, 64 n. 21 (Ill. 1997).
62 Id.
63 Brief for the
Petitioner at 3, 14, Morales, (No 97-1121).
64 Wilson &
Kelling, supra note 13, at 31.
65 Brief for the
Petitioner at 10, Morales, (No 97-1121).
66 See, e.g.,
Robert C. Ellickson, Controlling Chronic Misconduct in City Spaces: Of
Panhandlers, Skid Rows, and Public-Space Zoning, 105 YALE L.J. 1165 (1996);
Dan M. Kahan, Between Economics and Sociology: The New Path of Deterrence,
95 MICH. L. REV. 2477 (1997); Dan M. Kahan, Social Influence, Social Meaning,
and Deterrence, 83 VA. L. REV. 349 (1997) hereinafter Kahan, Social Influence
; Tracey L. Meares, Social Organization and Drug Law Enforcement, 35 AM.
CRIM. L. REV. 191 (1998) hereinafter Meares, Social Organization .
67 Kahan, Social
Influence, supra note 66, at 370.
68 Id. at 370-71.
69 Id. at 391.
70 Id. at 375-76.
71 See supra note
9. In Fixing Broken Windows, on the other hand, Kelling and Coles declare
the constitutional limits of the broken windows approach to crime prevention:
"Clearly, all police actions involved in order maintenance would have to
be grounded in law and subject to clear constitutional constraints against
infringement of individual liberties." KELLING & COLES, supra note
29, at 23. (Kelling and Coles wrote this admonition in connection with
their criticism of the Chicago Police Department's practice of "streetsweeping.")
Kelling and Coles devote considerable attention to the question "whether
police can be trusted to maintain order equitably, justly, and in ways
that preserve public peace." Id. at 164. They acknowledge that the police
discretion inevitably involved in order-maintenance "can enforce a tyranny
of the majority, a repression of minority or marginal elements within the
community." Id.
72 See Kahan &
Meares, The Coming Crisis, supra note 7, at 1182-85; Tracey L. Meares &
Dan M. Kahan, The Wages of Antiquated Procedural Thinking: A Critique of
Chicago v. Morales, 1998 U. CHI. LEGAL F. 197 hereinafter Meares &
Kahan, The Wages of Antiquated Procedural Thinking .
73 Meares, Social
Organization, supra note 60, at 225. As I discuss below, this claim is
not supported by city crime statistics. See infra note 77 and accompanying
text.
74 Kahan, Social
Influence, supra note 66, at 368-69.
75 Brief for Petitioner
at 16, City of Chicago v. Morales, 119 S. Ct. 1849 (1999) (No. 97-1121).
76 In 1995, the
last year the ordinance was enforced, gang-related homicide in the city
dropped faster than other homicides (26% compared to 9%), while the rate
jumped by 7% the following year when the rate of other homicides continued
to decrease. Brief for Petitioner at 16, Morales, (No. 97-1121) (citing
CITY OF CHICAGO, GANG AND NARCOTIC-RELATED CRIME: 1993-1997 (1998).
77 CITY OF CHICAGO,
supra note 76.
78 Brief for Petitioner
at 16-17, Morales, (No. 97-1121).
79 See Geoffrey
A. Campbell, Putting a Crimp in Crime: Experts Differ Over Reasons for
Falling Rates of Serious Offenses, 83 A.B.A. J., May 1997, at 24; Alexis
Chiu, Crime Rate at 29-year Low in City, BOSTON GLOBE Aug. 28, 1997, at
A1; Gordon Witkin, The Crime Bust, U.S. NEWS & WORLD REP., May 25,
1998, at 28, 30-37 (conceding that "the national causes of the improvement
remain mysterious," but attributing the decline in national crime rates
primarily to decreased crack use). Recent economic growth and relatively
low rates of unemployment are under-explored possible reasons for the drop
in crime.
80 CHICAGO COMMUNITY
POLICING EVALUATION CONSORTIUM, COMMUNITY POLICING IN CHICAGO, YEAR FOUR:
AN INTERIM REPORT 9 (1998).
81 Morales, 119
S. Ct. at 1855 n.7.
82 Fox Butterfield,
Reason for Dramatic Drop in Crime Puzzles the Experts, N.Y. TIMES, Mar.
29, 1998, at 16.
83 See Richard
Curtis, The Improbable Transformation of Inner-City Neighborhoods: Crime,
Violence, Drugs, and Youth in the 1990s, 88 J. CRIM. L. & CRIMINOLOGY
1233 (1999) (providing an ethnographic study of reduction in Brooklyn,
New York). Curtis rejects the claim that crime reduction stemmed from the
police department's policy: "While aggressive policing certainly resulted
in a reluctance by many people to linger in public places, ... it can hardly
account for the profound changes which occurred in the daily lives of inner
city residents." Id. at 1275.
84 Michael Cooper,
Homicides Decline Below 1964 Level in New York City, N.Y. TIMES, Dec. 24,
1998, at A1. Mayor Guiliani's quality-of-life initiative may create an
impediment to law enforcement as the criminal courts are unable to handle
the surge of minor cases inundating the system. See David rohde, A Glut
of Minor Cases Swamps City's Courts, N.Y. TIMES, Feb. 2, 1999, at A19.
85 WESLEY G. SKOGAN,
DISORDER AND DECLINE: CRIME AND THE SPIRAL OF DECAY IN AMERICAN NEIGHBORHOODS
(1990). Disorder and Decline concerns the broader relationship between
disorder and neighborhood decline, and its reanalysis of existing data
on victimization is only a small part of Skogan's study. I focus on Skogan's
conclusions about a disorder/crime nexus because they are cited as proof
of the broken windows hypothesis. See infra notes 87-88, and accompanying
text.
86 See Skogan,
supra note 85, at 75.
87 Id.
88 KELLING &
COLES, supra note 29, at 24.
89 Harcourt, supra
note 6, at 295. Harcourt first identifies several problems with Skogan's
data and design decisions. He points out, for example, that a number of
the underlying surveys are missing values for most of the main variables
in Skogan's index of physical and social disorder. Id. at 315-17. Moreover,
the independent variable called "disorder" includes elements such as drug
trafficking and gang activity which overlap with the dependent variable--the
level of serious criminal activity. Id. at 317-19. Analyzing whether disorder
is causally related to serious crime becomes tautological if respondents
considered these disorderly activities to be major crimes in themselves.
90 Id. at 320.
91 Id. at 320-21.
Skogan justifies relying on robbery victimization alone because these data
are more reliable than data on the other crimes. Skogan, supra note 85,
at 195 n.1. The small size of neighborhood samples for purse snatching
(16 neighborhoods) and rape (24 neighborhoods), and problems with the survey
questions for assault victimization were reasons to exclude these crimes.
Harcourt points out, however, that the data on burglary victimization are
more reliable than the robbery surveys: there are 10 more neighborhoods
for burglary (40 neighborhoods) than for robbery (30 neighborhoods). Harcourt,
supra note 6, at 322; memo from Bernard Harcourt to Dorothy Roberts (July
5, 1999) (on file with author). Moreover, the typical question for burglary
victimization is by definition neighborhood specific (i.e., burglaries
necessarily take place in the victim's neighborhood because they occur
in the home), whereas the questions about robbery victimization were not
neighborhood specific. Harcourt, supra note 6, at 322. By replicating Skogan's
study, Harcourt's aim is not to confirm that the victimization data are
reliable, but to show that they cannot be used to prove a causal connection
between disorder and serious crime. I am indebted to both Bernard Harcourt
and Wesley Skogan for correspondence clarifying their analyses.
92 Id. at 323
(emphasis in original). Harcourt's exclusion of the five Newark neighborhoods
may be criticized for reducing the sample to an unreliable size (from 30
neighborhoods to 25). Harcourt argues that, given the small data set, it
is fairer to exclude these neighborhoods than to include them because they
distort the relationship between disorder and crime.
93 Id. at 329.
94 Conversely,
even airtight proof that order-maintenance policing reduces serious crime
would not resolve the issue of its justice or morality. While empirical
research can assist us in deciding what justice requires, it cannot replace
our concern for justice.
95 See McGowan
v. Ward Parking Shopping Center Co., No. 98-0836-CV-W-9 (W.D. Mo., filed
July 28, 1998) (alleging security guards at shopping mall ejected African
American teenagers and had them arrested for trespass because of their
race). I am grateful to Beth Colgan for bringing this lawsuit to my attention.
96 Columnist Bob
Herbert reports that increased police abuse of Black New Yorkers as a result
of the city's aggressive policing initiative has influenced the survival
lessons Black children learn:.
Some parents and
civic leaders are teaching black and Hispanic children to quickly display
their hands during any encounter with the police, like little criminals.
This is to show that the youngsters are not armed and therefore should
not be blown into eternity at age 10 or 15 or 20 by a trigger-happy stranger
in a blue uniform.
Bob Herbert, A
Brewing Storm, N.Y. TIMES, Feb. 11, 1999, at A31. See also Jodi Wilgoren
& Ginger Thompson, After Shooting, An Eroding Trust in Police, N.Y.
TIMES, Feb. 19, 1999, at Al (quoting African-American captain in Department
of Corrections as saying young people in his Bronx neighborhood view the
police as "thugs with guns in blue uniforms").
97 See CHICAGO
ALLIANCE FOR NEIGHBORHOOD SAFETY, supra note 7, at 4 (stating that 71%
of respondents in a survey of 968 Chicago public high school students conducted
by CANS reported that they had been stopped by police and many were "subjected
to 'racial slurs, name calling, being sworn at, told to shut-up, being
threatened and shoved. Many described feeling they had been treated like
'a piece of trash, 'like dirt, 'like an animal, 'like a slave. "). Sometimes
police abuse of teens turns deadly. In December, police officers in Riverside,
California, shot Tyisha Miller, a Black 19-year-old girl, 12 times as she
sat in her car at a gas station, waiting for assistance with a flat tire.
Lisa O'Neill Hill, State DA Invited To Review of Police in Miller Shooting,
THE PRESS-ENTERPRISE (Riverside, CA), Jan. 16, 1999, at B5. Police officers'
claim that Miller reached for a gun when an officer broke the car window
is disputed by her relatives. See 300 Protest Police Shooting, HOUSTON
CHRONICLE, Jan. 5, 1999, at 4. See also, Jager v. Woodland Park, 543 F.
Supp. 282 (D. Colo. 1982) (attributing police killing of teen to negligent
training and supervision).
98 See Alshuler
& Schulhofer, supra note 24, at 230 ("In the anti-gang loitering ordinance,
the council effectively awarded the police a hassling license with teeth.").
In the early 1980's the Chicago Police Department implemented another racially-biased
strategy for removing disorderly people from the streets. Police officers
arrested hundreds of thousands of Blacks and Latinos for disorderly conduct
with no intention of prosecuting the charges. Barbara Brotman, ACLU lawsuit
seeks to halt 'harassment arrests of minorities, CHI. TRIB., Feb. 18, 1983,
(section) 2, at 3. People who were picked up routinely spent a night in
jail and were released the following day when the arresting officer failed
to appear in court. Id. A federal lawsuit filed by the ACLU challenging
the practice ended in a settlement that provided for the city to pay damages
to the plaintiffs and required police to appear in court on disorderly
conduct arrests. "Street Sweep" Suit Settled, CHI. SUN-TIMES, Aug. 7, 1990,
at 10.
99 Brief for the
Petitioner at 14, City of Chicago v. Morales, 119 S. Ct. 1849 (1999) (No.
97-1121).
100 Harcourt,
supra note 6, at 305.
101 Kahan, Social
Influence, supra note 66, at 370-71.
102 Harcourt,
supra note 6, at 297 (citations omitted) (quoting Kahan, Social Influence,
supra note 66 and Wilson & Kelling, supra note 13).
103 Harcourt,
supra note 6, at 354.
104 Id. at 354-77.
105 Id. at 297.
106 Id. at 353.
For a similar critique of a "prostitution free zone" ordinance, which uses
trespass law to permit the police to eject women identified as prostitutes
from public places, see Lisa E. Sanchez, Enclosure Acts and Exclusionary
Practices: Neighborhood Associations, Community Police and the Expulsion
of the Sexual Outlaw as Other, in BETWEEN LAW AND CULTURE: THE IDENTITIES
CRISIS IN SOCIO-LEGAL SCHOLARSHIP (Lisa Bower et al. eds., forthcoming
1999). Professor Sanchez, a sociologist, describes the ordinance as "a
spatial form of governance that seeks to enclose a boundary around the
lifespaces of privileged, propertied residents by excluding the visibly
sexual/sexualized body of thee prostitute." Id. at 6. Sanchez notes that
the antiprostitution ordinance, like vagrancy laws, imposes an outlaw identity
on women subjected to the law and then uses that identity as a basis for
geographic exclusion. Id. at 23.
107 Jody D. Armour,
Race Ipsa Loquitur: Of Reasonable Racists, Intelligent Bayesians, and Involuntary
Negrophobes, 46 STAN. L. REV. 781, 787 (1994). A 1990 University of Chicago
study found that "over 56 percent of Americans consciously believe that
blacks tend to be 'violence prone. " Id. (citing Tom W. Smith, Ethnic Images
9, 16 (Dec. 1990) (General Social Survey Topical Report No. 19)).
108 See GEORGE
FREDRICKSON, THE BLACK IMAGE IN THE WHITE MIND 256-82 (1971); JOEI. WILLIAMSON,
THE CRUCIBLE OF RACE: BLACK-WHITE RELATIONS IN THE AMERICAN SOUTH SINCE
EMANCIPATION 111-21 (1984).
109 See Ishmael
Reed, Tuning Out Network Bias, N.Y. TIMES, Apr. 9, 1991, at A25.
110 See Tracey
Meares, Place and Crime, 73 CHI.-KENT L. REV. 669, 678 (1998) ("It appears
fairly clear that the disproportionate involvement of minorities (African
Americans in particular) in the criminal justice system generally stigmatizes
all minorities, whether they are categorized as law breakers or law abiders.").
111 Armour, supra
note 107, at 787; see also ELIJAH ANDERSON, STREETWISE: RACE, CLASS AND
CHANGE IN AN URBAN COMMUNITY 208 (1990) ("The public awareness is colorcoded:
white skin denotes civility, law-abidingness, and trustworthiness, while
African-American skin is strongly associated with poverty, crime, incivility,
and distrust.").
112 See Sheri
Lynn Johnson, Cross-Racial Identification Errors in Criminal Cases, 69
CORNELL L. REV. 934, 949 (1984).
113 Id. at 950-51.
See also Sheri Lynn Johnson, Racial Imagery in Criminal Cases, 67 TUL.
L. REV. 1739 (1993)(describing the manipulation of racial fears and stereotypes
in criminal trials). White defendants in self-defense cases "exploit the
racial prejudices of jurors in asserting the reasonableness of their fear
of supposed assailants who are black." Armour, supra note 107, at 783.
The disturbing acceptance of race-based evidence and arguments in self-defense
cases is illustrated by the acquittal of Bernhard Goetz for the attempted
murder of four Black teenagers who approached him for money on a New York
subway. See People v. Goetz, 497 N.E.2d 41, (N.Y. 1986); GEORGE P. FLETCHER,
A CRIME OF SELF-DEFENSE: BERNHARD GOETZ AND THE LAW ON TRIAL 206-08 (1988)(describing
defense attorney's trial tactics that emphasized the racial identity of
the teenagers shot by Goetz).
114 DAVID COLE,
NO EQUAL JUSTICE: RACE AND CLASS IN THE AMERICAN CRIMINAL JUSTICE SYSTEM
16-62 (1998)(discussing racial bias in consent searches, pretext stops,
quality-of-life policing, and drug courier profiles); RANDALL KENNEDY,
RACE, CRIME, AND THE LAW 136-67 (1997)(criticizing racially discrimination
in investigative policing); Jeffrey Goldberg, The Color of Suspicion, N.Y.
TIMES, June 20, 1999, (section) 6 (Magazine), at 51; Sheri Lynn Johnson,
Race and the Decision to Detain a Suspect, 93 YALE L.J. 214, 214 (1983);
see also Wilgoren & Thompson, supra note 96 ("Among African-Americans,
the experience of having unwarranted run-ins with the police seems universal.").
115 MICHAEL K
BROWN, WORKING THE STREET: POLICE DISCRETION AND THE DILEMMAS OF REFORM
170 (1981); David A. Harris, Factors for Reasonable Suspicion: When Black
and Poor Means Stopped and Frisked, 69 INDIANA L.J. 659 (1994). See United
States v. Williams, 714 F.2d 777, 780 (8th Cir. 1983)(upholding officer's
decision to detain two Black women during an investigation of a bank robbery
based on the observation that "it was 'rare for black persons to be in
the predominantly white neighborhood where the robbery occurred").
116 Meares, Social
Organization, supra note 66, at 681.
117 See, e.g.,
United States v. Weaver, 966 F.2d 391, 391 (8th Cir. 1992)(including among
factors that created reasonable suspicion the fact that defendant was a
"'roughly dressed young black male"); Angela J. Davis, Benign Neglect of
Racism in the Criminal Justice System, 94 MICH. L. REV. 1660, 1661 n.5
(1996)(book review) (citing cases in which courts approved of race as a
factor in police decisions).
118 Goldberg,
supra note 114, at 56-57.
119 Id. at 57.
120 See Racial
Discrimination on the Beat: Extending the Racial Critique to Police Conduct,
101 HARV. L. REV. 1494, 1508 (1988).
121 Davis, supra
note 33, at 28-30.
122 See Maclin,
supra note 45, at 344-54; COLE, supra note 114, at 34-41.
123 See Jeff Brazil
& Steve Berry, Color of Driver is Key to Stops in I-95 Videos, ORLANDO
SENTINEL, Aug., 23, 1992, at A1; Henry Pierson Curtis, Statistics Show
Pattern of Discrimination, ORLANDO SENTINEL, Aug. 23, 1992, at A11. For
other studies showing racial bias in traffic stops, see John Lamberth,
Driving While Black, WASH. POST, Aug. 16, 1998, at Cl; Paul W. Valentine,
Md. State Police Still Target Black Motorists, ACLU Says, WASH. POST, Nov.
15, 1996, at A1. New Jersey Governor Christine Todd Whitman recently conceded
that "some state troopers singled out black and Hispanic motorists on the
highway, and that once they were pulled over, they were more than three
times as likely as whites to be subjected to searches." Iver Peterson,
Whitman Concedes Troopers Used Race In Stopping Drivers, N.Y. TIMES, April
21, 1999, at A1. See also David Kocieniewski Trenton Charges 2 Troopers
with Faking Drivers' Race; Case Is Seen as Evidence of Racial Profiling,
N.Y.TIMES, April 20, 1999, at A23 (reporting indictments of two New Jersey
state troopers accused of common practice of "falsifying documents to make
it appear that some of the black motorists they stopped were white" and
noting that the officers shot three unarmed men, two Black and one Hispanic,
during a traffic stop); David Kocieniewski, Drivers Tell of Racial Profiling
by Troopers, N.Y. TIMES, April 14, 1999, at A24 (describing hearing held
by Black and Latino Caucus of New Jersey Legislature on allegations of
racial profiling by state police and noting 1996 court decision finding
"evidence of systemic discrimination by troopers against black motorists").
124 Davis, supra
note 33, at 28-30.
125 See David
A. Harris, "Driving While Black" and All Other Traffic Offenses: The Supreme
Court and Pretextual Traffic Stops, 87 J. CRIM. L. & CRIMINOLOGY 544
(1997); David Cole, "Driving While Black," Curbing Race-Based Traffic Stops,
WASH. POST, Dec. 28, 1998, at A25.
126 See United
States v. Leviner, 31 F. Supp. 2d 23 (D. Mass. 1998); Fox Butterfield,
Bias Cited in Reducing Sentence of Black Man, N.Y. TIMES, Dec. 17, 1998,
at A22. Judge Gertner reasoned that by taking racially-biased traffic convictions
into account, the federal sentencing guidelines overestimate the defendant's
culpability and perpetuate racial disparities in the state system. Leviner,
31 F. Supp. 2d at 33. Black motorists have filed numerous individual and
class-action lawsuits against city and county officials charging racial
bias in police traffic stops. Several have resulted in out-of-court settlements
agreeing to judicial monitoring of stops. Cole, supra note 125; KATHERYN
K. RUSSELL, THE COLOR OF CRIME: RACIAL HOAXES, WHITE FEAR, BLACK PROTECTIONISM,
POLICE HARASSMENT, AND OTHER MACROAGRESSION 40-43 (1998).
127 See Whren
v. United States, 517 U.S. 806, 819 (1996). For criticism of Whren for
failing to give African Americans a legal remedy for discriminatory police
stops, see Harris, supra note 125; Maclin, supra note 45; Angela J. Davis,
Race, Cops, and Traffic Stops, 51 U. MIAMI L. REV. 425 (1997).
128 MARC MAUER
& TRACY HULING, THE SENTENCING PROJECT, YOUNG BLACK AMERICANS AND THE
CRIMINAL JUSTICE SYSTEM: FIVE YEARS LATER 12 (1995).
129 Davis, supra
note 33, at 30.
130 Goldberg,
supra, note 114, at 87. Police also impose a racial double standard in
the way they treat drug offenders whom they catch--"the way in which white
drug users know with near 100-percent certainty that they will never go
to jail for marijuana possession. How they know that they will never be
jacked up during a pretext stop. How white cops cut white kids a break."
Id.
131 Bernard Harcourt
also provides a helpful figure to illustrate the social influence conception
of deterrence. See Harcourt, supra note 6, at 308.
132 Brief for
the Petitioner at 42, City of Chicago v. Morales, 119 S. Ct. 1849 (1999)
(No. 97-1121). See also Reply Brief for the Petitioner at 31, Morales,
(No. 97-1121) (referring to police orders to disperse as a "minor inconvenience").
133 Brief for
the Petitioner at 40, Morales, (No. 97-1121).
134 Scientific
racism similarly accounted for the anomaly of slavery existing in a republic
founded on a radical commitment to liberty, equality, and natural rights.
This contradiction necessitated the strict dichotomy between slaves and
free men based on the belief in the natural inferiority of Blacks and superiority
of whites. Barbara Jeanne Fields, Slavery, Race, and Ideology in the United
States of America, 181 NEW LEFT REV. 95 (1990).
135 Lawrence Lessig,
The Regulation of Social Meaning, 62 U. CHI. L. REV. 943, 960-61 (1995).
136 Matt Bai &
Gregory Beals, A Mayor Under Seige, NEWSWEEK, April 5, 1999, at 40, 41.
137 Michael Cooper,
Safir May Use Police Data to Back Unit, N.Y. TIMES, April 19, 1999, at
A23.
138 Id. These
figures reflect an intensified version of the common practice of police,
dating back to the 1960's, to arbitrarily stop and frisk Black men. See
Tracey Maclin, Terry v. Ohio's Fourth Amendment Legacy: Black Men and Police
Discretion, 72 ST. JOHN'S L. REV. 1271, 1272-75 (1998).
139 Bai &
Beals, supra note 136, at 41; Joseph P. Fried & Blaine Harden, Officer
Guilty of Helping Torture Immigrant, N.Y. TIMES, June 9, 1999, at A1.
140 See, e.g.,
Joel Berger, The Police Misconduct We Never See, N.Y. TIMES, Feb. 9, 1999,
at A23; Dan Berry, Leaders of Precinct Are Swept Out in Torture Inquiry,
N.Y. TIMES, Aug. 15, 1997, at A1; Bob Herbert, Beyond the Diallo Case,
N.Y. TIMES, April 4, 1999, (section) 4, at 11; Bob Herbert, Pushing People
Around, N.Y. TIMES, Feb. 25, 1999, at A27. See also Jodi Wilgoren, Police
Profiling Debate: Acting on Experience, or on Bias, N.Y. TIMES, April 9,
1999, at A21 (linking New York City's aggressive policing policy, racial
profiling, and police abuse; " A growing chorus of community leaders see
a presumptive linking of minorities to crime that has caused intolerable
humiliation and physical abuse of innocent citizens--even Mr. Diallo's
death.").
141 Bai &
Beals, supra note 136, at 40 (describing demonstration at New York City
Hall following Diallo killing in which 1,000 protestors were arrested);
Jodi Wilgoren, Thousands Rally in Diallo's Memory for Strong Oversight
of Police, N.Y. TIMES, April 16, 1999, at A21 (reporting four-hour rally
at the Federal Plaza in New York City demanding 10-point plan for police
reform, including federal monitoring of police conduct). As Joseph D. McNamara,
a former police chief, writes, "When Amadeo Diallo died, so did quality-of-life
policing." Joseph D. McNamara, Giuliani Cop System Doesn't Work, Newsday,
April 15, 1999, (available at <http://www.openair.org / alerts / artist
/ nycmcnam.html>). McNamara argues that the Diallo killing occurred because.
T he four policemen
indicted on murder charges, and their fellow officers, have been conditioned
to believe that quality of life policing--cracking down on minor violations
by aggressively confronting people walking the streets of New York--is
the way to reduce crime, ... which reinforces a growing view among police
officers that the public is teeming with predatory criminals ....
Id.
142 See RUSSELL,
supra note 126, at 138-48. Russell describes the harms created by racial
discrimination in the criminal justice system as "alienation, violence,
community unrest, negative health consequences, and greater adherence to
genocidal theories." Id. at 148.
143 See Tracey
L. Meares, Social Organization, supra note 66, at 205 (noting that tough
sentences produce negative consequences for community social organization
in poor, minority neighborhoods, including family disruption, unemployment,
and low economic status.) David Cole summarizes the alarming statistics
regarding Black imprisonment:.
The per capita
incarceration rate among blacks is seven times that among whites. African
Americans make up about 12 percent of the general population, but more
than half of the prison population. They serve longer sentences, have higher
arrest and conviction rates, face higher bail amounts, and are more often
the victims of police use of deadly force than white citizens. In 1995,
one in three young blacks between the ages of twenty and twenty-nine was
imprisoned or on parole or probation. If incarceration rates continue their
current trends, one in four young black males born today will serve time
in prison during his lifetime (meaning that he will be convicted and sentenced
to more than one year of incarceration). Nationally, for every one black
man who graduates from college, 100 are arrested.
COLE, supra note
114, at 4-5.
144 See Harcourt,
supra note 6, at 381-82 (describing the ordeal of arrest for minor offenses).
145 See, e.g.,
Robyn Blumner, When the Law is Based on Looks, ROCKY MOUNTAIN NEWS, May
10, 1998, at 5B (describing arrest of Gregorio Gutierrez who was sentenced
to 27 days in jail).
146 MICHEL FOUCAULT,
DISCIPLINE AND PUNISH 301 (1977).
147 See Kahan,
Social Influence, supra note 66; Kahan & Meares, The Coming Crisis,
supra note 7; Meares & Kahan, The Wages of Antiquated Procedural Thinking,
supra note 77, at 213 ("Chicago's gang loitering ordinance is an example
of a policy tool that is a tolerably moderate way to steer children away
from criminality.").
148 Meares &
Kahan, The Wages of Antiquated Procedural Thinking supra note 72, at 213.
149 Id.
150 See supra
note 140 and accompanying text.
151 Timothy Egan,
Less Crime, More Criminals, N.Y. TIMES, March 7, 1999, (section) 4, at
1; Fox Butterfield, Number of Inmates Reaches Record 1.8 Million; Data
Show Crime Rate Continues to Decline, N.Y. TIMES, March 15, 1999, at A14.
152 See Herbert,
supra note 96.
153 Meares, Social
Organization, supra note 66, at 213.
154 Id.
155 KENNEDY, supra
note 114, at 19; Kahan & Meares, The Coming Crisis, supra note 7, at
1166.
156 KENNEDY, supra
note 114, at 19.
157 Kahan &
Meares, The Coming Crisis, supra note 7, at 1166. It is interesting to
note, however, that Kennedy co-authored an amicus brief opposing the Chicago
ordinance. See Brief of Chicago Alliance for Neighborhood Safety et al.
as Amicus Curiae in Support of Respondents, City of Chicago v. Morales,
119 S. Ct. 1849 (1999) (No. 97-1121). See also Randall Kennedy, Guilty
by Association, THE AM. PROSPECT 66 (May-June, 1997) (criticizing California
Supreme Court's decision in People ex rel. Gallo v. Acuna upholding injunction
against 38 individuals deemed to be members of a criminal street gang).
158 Kahan &
Meares, The Coming Crisis, supra note 7; Meares & Kahan, The Wages
of Antiquated Procedural Thinking, supra note 72; Tracey L. Meares &
Dan M. Kahan, When Rights Are Wrong: Chicago's Paradox of Unwanted Rights,
24 BOSTON REV. 4 (April/May 1999). Kahan and Meares reiterate their argument
in an amicus brief they filed in Morales on behalf of twenty neighborhood
organizations which backed the gang-loitering ordinance. See Brief Amicus
Curiae of Chicago Neighborhood Organizations in support of Petitioners,
Morales (No. 97-1121).
159 See Kahan
& Meares, The Coming Crisis, supra note 7, at 1154. Justice Clarence
Thomas dissented in Morales on similar grounds: "Today, the Court focuses
extensively on the 'rights of gang members and their companions. It can
safely do so--the people who live with the consequences of today's opinion
do not live in our neighborhoods." Morales, 119 U.S. at 1887 (Thomas, J.,
dissenting). A Chicago columnist retorted, "True--and Clarence Thomas,
ensconced in well-to-do Fairfax County, Va., will never be ordered to leave
his front sidewalk for chatting with someone who, unknown to him, is a
gang member." Steve Chapman, Court Upholds America's Right to Hang Out,
CHI. TRIB., June 13, 1999, (section) 1, at 19.
160 See Dorothy
E. Roberts, Welfare and the Problem of Black Citizenship, 105 YALE L. J.
1563, 1597-1602 (1996) (book review) (citing ROBERT ALLEN, BLACK AWAKENING
IN CAPITALIST AMERICA (2d ed. 1970)).
161 See Kahan
& Meares, The Coming Crisis, supra note 7, at 1182 (asserting "the
overwhelming support of inner-city residents for the elements of the new
community policing"), see also Brief Amicus Curiae of the Chicago Neighborhood
Organizations in Support of the Petitioner at 14, Morales (No. 97-1121)
(stating that the gang-loitering ordinance was "enacted at the behest of"
minorities in Chicago).
162 Robert Davis,
New Police Arrest Power Lights City Council Fuse, CHI. TRIB., June 18,
1992, (section) 1, at 1.
163 Kahan and
Meares castigate the Illinois ACLU for opposing the gang-loitering ordinance
without taking into account the experiences of black inner-city residents.
Kahan & Meares, The Coming Crisis, supra note 7, at 1159-60.
164 For example,
Jim Fields, Director of the Northwest Federation Coalition of Community
Groups, testified that " G ang loitering is very intimidating. It prohibits
... people from using the park. It prohibits seniors from walking outside
their door." Chicago City Council Committee on Police and Fire, Transcription
of Proceedings 139 (May 15, 1992).
165 George Kyros,
who represented the United Business Association of Woodlawn, testified
that he supported the ordinance to combat " c orners loaded with either
gangs, professional gangs or to a lesser extent and probably to a more
pitiful extent the bottle gangs, which create just as bad a sight, just
as bad on destroying our community as sophisticated street gangs." Id.
at 65. Another witness complained that "you can't cut through the alley
because it's so many women with they babies out there." Id. at 122.
166 See id. at
95, 101, 108.
167 Chicago City
Council Committee on Police and Fire, Transcription of Proceedings 36 (May
18, 1992).
168 Chicago City
Council Committee on Police and Fire, Transcription of Proceedings 97-98
(May 15, 1992) (testimony of Velma Jetton). Ms. Jetton stated that she
supported the ordinance, but wanted its language changed to avoid this
potential unfairness. Id.
169 Brief of Chicago
Alliance for Neighborhood Safety et al. as Amicus Curiae in Support of
Respondents at 5, Chicago v. Morales, 119 S. Ct. 1849 (1999) (No. 97-1121).
170 Fran Spielman,
Loitering Ban Passes, CHI. SUN-TIMES, June 18, 1992, at 16.
171 Id.
172 Brief of Respondents
at 3, Morales, (No. 97-1121).
173 Brief Amicus
Curiae of the Chicago Neighborhood Organizations in Support of Petitioner,
Morales, (No. 97-1121).
174 Id. at 2.
175 Brief of Chicago
Alliance for Neighborhood Safety et al. as Amicus Curiae in Support of
Respondents, Morales, (No. 97-1121).
176 Id. at 1.
177 Id. at 1 n.4.
Only one of these organizations dissented.
178 Id. at 3.
179 Id. at 4.
180 Brief Amicus
Curiae of the Chicago Neighborhood Organizations in Support of Petitioner
at 14, Morales, (No. 97-1121).
181 Brief of Chicago
Alliance for Neighborhood Safety et al. at 9-10, Morales (No. 97-1121).
See also Chicago City Council Committee on Police and Fire, Transcription
of Proceedings 55-56 (May 15, 1992) (describing the role of the U.S. Department
of Justice, Chicago Corporation Counsel, Chicago Police Department, and
Illinois States' Attorney in drafting the ordinance. But see Meares &
Kahan, The Wages of Antiquated Procedural Thinking, supra note 72, at 199
(stating that the representative of a predominantly Black ward, Alderman
Beavers, sought to introduce the ordinance). Albert Alschuler and Stephen
Schulhofer strenuously dispute Meares and Kahan's portrayal of community
support for the ordinance. See Alschuler & Shulhofer, supra note 24,
at 217-20. They point out that Alderman Beavers forwarded the draft ordinance
to the full council only after it had been introduced six months earlier
by white aldermen. Alschuler and Schulhofer conclude that Meares and Kahan's
claim that inner-city residents favor the ordinance is "oversimplified
and misleading." Id. at 220.
182 See David
B. Wilkins, Two Paths to the Mountaintop? The Role of Legal Education in
Shaping the Value of Black Corporate Lawyers, 45 STAN. L. REV. 1981, 2016
(1993) (stating that "there is no way to poll the black community to determine
their true desires"). See also Alschuler & Schulhofer, supra note 24,
at 240-43 (noting difficulties in defining that relevant community).
183 Editorial,
Supreme Court Should Squash Anti-Gang Ordinance, CHI. DEFENDER, April 23,
1998, at 11.
184 Cliff Kelly
Radio Show (WVON Chicago radio broadcasts, various dates).
185 See RUSSELL,
supra note 126, at 35 (discussing surveys that demonstrate most Blacks
believe the police and criminal justice systems are racially biased against
them); Tracey Maclin, "Black and Blue Encounters"--Some Preliminary Thoughts
About Fourth Amendment Seizures: Should Race Matter?, 26 VAL. U.L. REV.
243, 243-45 (1991). See also Maclin, supra note 138, at 1279-87 (discussing
history of resentment stop and frisk tactics caused in Black neighborhoods).
New York Times reporters who interviewed more than 100 New York City residents
following the police shooting of an unarmed West African immigrant found
"anger and fear mixed with sadness and suspicion as people drew links between
the shooting and their own lives." Wilgoren & Thompson, supra note
96. A 20-year-old Black construction worker from Brooklyn told the reporters
"he feels safer at night passing the projects than the local police station."
Id.
186 Kahan &
Meares, The Coming Crisis, supra note 7, at 1154.
187 See Alschuler
& Schulhofer, supra note 24, at 221-22 (describing control of Chicago's
city government by whites, despite election of African American mayor in
1983).
188 See DERRICK
BELL, FACES AT THE BOTTOM OF THE WELL: THE PERMANENCE OF RACISM (1992);
see also Derrick A. Bell, Jr., Brown v. Board of Education and the Interest-Convergence
Dilemma, 93 HARV. L. REV. 518 (1980).
189 Paul Butler,
Racially Based Jury Nullification: Black Power in the Criminal Justice
System, 105 YALE L.J. 677 (1995). For a critique of Bulter's jury nullification
proposal and Butler's reply, see Andrew D. Leipold, The Dangers' of Race-Based
Jury Nullification: A Response to Professor Butler, 44 UCLA L. REV. 109
(1996), and Paul Butler, The Evil of American Criminal Justice: A Reply,
44 UCLA L. REV. 143 (1996) hereinafter Butler, The Evil of American Criminal
Justice!. Butler's response to Leipold's fear of a white backlash to Black
jury nullification is particularly relevant to this discussion: "If African
Americans adapted their political and self-help strategies so as not to
raise the possibility of white backlash, they would scarcely advance at
all." Butler, The Evil of American Criminal Justice, supra, at 155. Butler
contends that many Black Americans side with him. Id. at 147.
190 See Paul Butler,
Affirmative Action and the Criminal Law, 68 U. COLO. L. REV. 841, 877,
880-82 (1997). Butler advocates an affirmative action program for Black
criminal defendants that also provides that Black people not be sentenced
to death for interraccial homicide; that Blacks be arrested and sentenced
to prison for drug offenses only in proportion to their actual commission
of those crimes (no more than 12% of the total); and that a goal for 2000
should be a prison population that more accurately reflects the proportion
of Blacks in the general population. See id. at 877.
191 See RUSSELL,
supra note 126, at 47-55; Henry L. Gates, Jr., Thirteen Ways of Looking
at a Black Man, NEW YORKER, Oct. 23, 1995, at 56.
192 See Kahan
& Meares, The Coming Crisis, supra note 7, at 1154.
193 See Steve
Mills, One Step to Reform: 2 Steps Back Corruption, Brutality Charges still
Tarnish Police, CHI. TRIB., Feb. 11, 1999, (section) 1, at 1 (describing
recent incidents of police misconduct in Chicago and asserting that "community
trust in the police is eroding in some of the city's most troubled neighborhoods,
threatening to undercut the department's community policing program.").
As noted above, New York City is experiencing a similar epidemic of race-based
police abuse--"killings, the torturing of Abner Louima, the invasions of
rampaging cops of the apartments of innocent families, the routine beatings
and harassment of young men and boys, the curses and the racial slurs,
the arrests on phony charges of individuals who dare to object to abusive
treatment and more." Herbert, supra note 96, at A31. See also Deborah Sontag
& Dan Barry, Challenge to Authority: A Special Report; Disrespect as
Catalyst for Brutality, N.Y. TIMES, Nov. 19, 1997, at A1 (describing numerous
cases of police abuse of New Yorkers who challenged police authority).
194 Lynn Sweet,
Rights Group Notes City's Police Abuse, CHI. SUN-TIMES, July 8, 1998, at
22. The Human Rights Watch report notes that between 1992 and 1997, the
city paid more than $29 million in settlements stemming from 1,657 lawsuits
alleging excessive force, false arrest, and improper search. Id.
195 See Robert
Blau & David Jackson, Police Study Turns Up Heat on Brutality, CHI.
TRIB., Feb. 9, 1992, (section) 1, at 1. See also People v. Cannon, 688
N.E. 2d 693 (Ill. App. Ct. 1997)(vacating denial of motion to suppress
evidence of confession based on newly discovered evidence showing 28 suspects
were tortured at Chicago police station where defendant was interrogated).
196 See Jonathan
Eig, Making Them Talk, CHI. MAG., Jan. 1, 1999, at 50. The family of the
eight-year-old filed a lawsuit against the City of Chicago, the Chicago
Police Department, and two officers who interrogated the boys alleging
false arrest and imprisonment, malicious prosecution, and intentional infliction
of emotional distress. Matt O'Connor & Teresa Puente, 8-Year-Old's
Family Sues Over Arrest for Murder, CHI. TRIB., Feb. 18, 1999, (section)
2, at 1.
197 Tests revealed
semen on the victim's underwear, which the boys were incapable of producing.
O'Connor & Puente, supra note 196.
198 Todd Lighty
& Gary Marx, Questions, Protest Cloud Cop Shootings, CHI. TRIB., June
8, 1999, (section) 2, at 1. That same month, the U.S. attorney's office
initiated an inquiry into the 1996 killing of another unarmed Black motorist,
Emmett Blanton, Jr., by Chicago police officers, and the Cook County medical
examiner ruled the death of a suspected drug dealer, Gregory Ryan, during
a struggle with police a homicide. Steve Mills & Todd Lighty, Cop-Linked
Death Ruled a Homicide, CHI. TRIB., June 19, 1999, (section) 1, at 1; Todd
Lighty & Liam T.A. Ford, Police Face New Probe for 1996 Killing, CHI.
TRIB., June 11, 1999, (section) 2, at 1. As I completed this Foreword in
the spring and summer of 1999, I recorded an alarming explosion of police
brutality against Blacks across the country, including several killings
of unarmed individuals in New York City, Chicago, and Los Angeles. See
supra, sources cited supra note 139; Todd S. Purdum, A Police Shooting
Death, a Study in Contrasts, N.Y.TIMES, June 5, 1999, at A9 (reporting
the fatal shooting in Los Angeles of Margaret Laverne Mitchell, a 55-year-old
homeless woman, who police say brandished a screwdriver when 2 officers
approached her to ask her whether the shopping cart she was pushing was
stolen).
199 See Kahan
& Meares, The Coming Crisis, supra note 7, at 1156. See also Alschuler
& Schulhofer, supra note 24, at 238 ("Anyone who contends that the
'institutionalized racism of American police departments has vanished does
not read the newspapers.").
200 Similar questions
arise in applying constitutional rules to decisions by sovereign Indian
tribes. See Jill E. Adams, The Indian Child Welfare Act of 1978: Protecting
Tribal Interests in a Land of Individual Rights, 19 AM. INDIAN L. REV.
301 (1994) (discussing the conflict between parents' constitutional rights
and tribal sovereignty in issues involving Indian children); James A. Poore
III, The Constitution of the United States Applies to Indian Tribes, 59
MONT. L. REV. 51 (1998). Moreover, legal protections against arbitrary
official power may be unnecessary, and even harmful, in community-controlled
programs that minimize hierarchical distance between those in authority
and those served. Richard Boldt argues, for example, that federal confidentiality
provisions that reflect liberal legalism's abhorrence of official discretion
undermine helpful communication between staff members and parents at Head
Start centers. See Richard C. Boldt, A Study in Regulatory Method, Local
Political Cultures, and Jurisprudential Voice: The Application of Federal
Confidentiality Law to Project Head Start, 93 MICH. L. REV. 2325 (1995).
The stark difference between Head Start staff-parent relationships based
on "a strong commonality of interest and experience," id. at 2363, and
the largely antagonistic relationship between police and inner-city residents
helps to illuminate why official discretion should be allowed in one context
and restrained in the other.
201 See Kahan
& Meares, The Coming Crisis, supra note 7, at 1154 (asserting that
" t he occasion for the current doctrine's demise, we predict, will be
the political revolution that's now remaking urban law enforcement").
202 See COLE,
supra note 114, at 6 ("At virtually every juncture since Gideon and Miranda,
the Supreme Court has undercut the principle of equality reflected in those
decisions.... Today those decisions stand out as anomalies").
203 Harris, supra
note 125, at 560-73; Omar Saleem, The Age of Unreason: The Impact of Reasonableness,
Increased Police Force, and Colorblindness on Terry "Stop and Frisk," 50
OKLA. L. REV. 451 (1997); Gregory Howard Williams, The Supreme Court and
Broken Promises: The Gradual But Continual Erosion of Terry v. Ohio, 34
HOW. L.J. 567 (1991). See also Terry v. Ohio, 392 U.S. 1, 30 (1968) (permitting
a police officer to stop and frisk suspects without probable cause if he
has reasonable and articulable suspicion that "criminal activity may be
afoot and that the persons with whom he is dealing may be armed and presently
dangerous."). Tracey Maclin argues that Terry itself "deserves critical
attention because it authorized a police practice that was being used to
subvert the Fourth Amendment rights of blacks nationwide." Maclin, supra
note 138, at 1277.
204 See generally
Michael C. Dawson, Black Power in 1996 and the Demonization of African
Americans, 29 POL. SCI, & POL. 456, 458-60 (1996) (describing that
marginalization of African Americans in mainstream democratic poljtics
since the 1970s that has "disrupted black political aspirations and weakened
black power since the end of the civil rights and black power eras.").
205 See Dorothy
E. Roberts, The Priority Paradigm: Private Choices and the Limits of Equality,
57 U. PITT. L. REV. 363 (1996).
206 See DOROTHY
ROBERTS, KILLING THE BLACK BODY: RACE, REPRODUCTION, AND THE MEANING OF
LIBERTY (1997).
207 Id. at 202-45.
208 Id. at 106-08
(discussing Donald Kimelman, Poverty and Norplant: Can Contraception Reduce
the Underclass?, PHILADELPHIA INQUIRER, Dec. 12, 1990, at A18).
209 Id. at 150-201.
210 Rachel L.
Swarns, In a Policy Shift, More Parents Are Arrested for Child Neglect,
N.Y. TIMES, October 25, 1997, at A1. Examples of offenders include Sourette
Alwysh, a 34-year-old Haitian immigrant, who "was arrested for living with
her 5-year-old son in a roach-infested apartment without electricity or
running water;" and Sidelina Zuniga, a 39-year-old Mexican immigrant, who
was charged for leaving her sons, ages 10 and four, at home for an hour
and a half while she shopped at a grocery store. Id.
211 See Skinner
v. Oklahoma, 316 U.S. 535 (1942) (striking down eugenic law that imposed
involuntary sterilization of certain criminals).
212 Butler, The
Evil of American Criminal Justice, supra note 189, at 153. Butler notes
the reluctance of white Americans to use the criminal law to deal with
their own drug use while supporting imprisonment of Blacks for drug offenses.
Id. at 149 (noting that "African Americans account for only 13% of drug
users, and yet make up 74% of the people who are incarcerated for drug
use").
213 COLE, supra
note 114, at 5.
214 Id. A police
officer responding to Blacks who resisted aggressive patrol tactics used
in the 1960's poignantly expressed the tension between crime control in
Black neighborhoods and Black rights:.
It's harder to
work in these neighborhoods now than it used to be because we send the
kids to school and teach them about rights and then put them back in the
neighborhood. I think we ought to either get rid of these neighborhoods
or stop teaching these kids about their rights.
Maclin, supra
note 138, at 1271 (quoting JEROME H. SKOLNICK, JUSTICE WITHOUT TRIAL: LAW
ENFORCEMENT IN DEMOCRATIC SOCIETY 88 (2d ed. 1975)).
215 See Butler,
The Evil of American Criminal Justice, supra note 189, at 147-48 (noting
that his defense of jury nullification is based on the moral case against
racism in the criminal justice system rather than democratic consensus
among Blacks). Of course, these two aspects of the problem--morality and
democracy--are related in the question, "who should be empowered to make
that moral judgment?" See Tracy L. Meares & Dan M. Kahan, Meares and
Kahan Respond, 24 BOSTON REV. 22, 22-23 (April/May 1999). At this stage,
we must rely more on moral argument than evidence of democratic decisionmaking
within Black communities.